SOUND VIEW WEALTH ADVISORS, LLC
CRD #291457 SEC #801-112221 SAVANNAH, GA 912.239.4630
SEC Registered
Total AUM
$675.8M
Discretionary
$675.8M
Employees
11
Clients
101
Accounts
1,900
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 19, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AMBROSE, EDWARD, FRANCIS | I | PARTNER | NA | Control |
| AMBROSE, EDWARD, FRANCIS | I | PARTNER | NA | Control |
| AMBROSE, EDWARD, FRANCIS | I | PARTNER | NA | Control |
| AMBROSE, EDWARD, FRANCIS | I | PARTNER | NA | Control |
| BOUCHILLON, KELLY, LEE | I | SENIOR PARTNER | NA | Control |
| BOUCHILLON, KELLY, LEE | I | SENIOR PARTNER | NA | Control |
| BOUCHILLON, KELLY, LEE | I | SENIOR PARTNER | NA | Control |
| BOUCHILLON, KELLY, LEE | I | SENIOR PARTNER | NA | Control |
| BOUCHILLON, MELISSA, K | I | CHIEF COMPLIANCE OFFICER AND MANAGING PARTNER | NA | Control |
| BOUCHILLON, MELISSA, K | I | CHIEF COMPLIANCE OFFICER AND MANAGING PARTNER | NA | Control |
| BOUCHILLON, MELISSA, K | I | CHIEF COMPLIANCE OFFICER AND MANAGING PARTNER | NA | Control |
| BOUCHILLON, MELISSA, K | I | CHIEF COMPLIANCE OFFICER AND MANAGING PARTNER | NA | Control |
| HAM, OSCAR, EMERSON | I | SENIOR PARTNER | NA | Control |
| HAM, OSCAR, EMERSON | I | SENIOR PARTNER | NA | Control |
| HAM, OSCAR, EMERSON | I | SENIOR PARTNER | NA | Control |
| HAM, OSCAR, EMERSON | I | SENIOR PARTNER | NA | Control |
| SHUCKEROW, MICHAEL, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOUND VIEW WEALTH HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| SOUND VIEW WEALTH HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| SOUND VIEW WEALTH HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| SOUND VIEW WEALTH HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| SOUND VIEW WEALTH HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SHUCKEROW, MICHAEL, JOSEPH | I | SOUND VIEW WEALTH HOLDINGS, LLC | E | Control |
| BOUCHILLON, KELLY, LEE | I | SOUND VIEW WEALTH HOLDINGS, LLC | C | Control |
| BOUCHILLON, KELLY, LEE | I | SOUND VIEW WEALTH HOLDINGS, LLC | C | Control |
| BOUCHILLON, KELLY, LEE | I | SOUND VIEW WEALTH HOLDINGS, LLC | C | Control |
| BOUCHILLON, KELLY, LEE | I | SOUND VIEW WEALTH HOLDINGS, LLC | C | Control |
| HAM, OSCAR, EMERSON | I | SOUND VIEW WEALTH HOLDINGS, LLC | C | Control |
| HAM, OSCAR, EMERSON | I | SOUND VIEW WEALTH HOLDINGS, LLC | C | Control |
| HAM, OSCAR, EMERSON | I | SOUND VIEW WEALTH HOLDINGS, LLC | C | Control |
| HAM, OSCAR, EMERSON | I | SOUND VIEW WEALTH HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Mar 19, 2019 REGISTERED
Notice Filings (12)
CA CT FL GA IL MA NC NJ NY PA SC TX
Address
1 SKIDAWAY VILLAGE WALKSUITE 201
SAVANNAH, GA 31411
United States
Phone: 912.239.4630