DIREXION ADVISORS, LLC
CRD #291610 SEC #801-112372 NEW YORK, NY 646-572-3390
SEC Registered
Total AUM
$38.2M
Discretionary
$38.2M
Employees
37
Clients
0
Accounts
5
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2020
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| BRICKL, ANGELA, MARY | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | |
| FALKEIS, ERIC, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| FALKEIS, ERIC, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| FALKEIS, ERIC, WALTER | I | CHIEF OPERATING OFFICER | NA | Control |
| NESTOR, ROBERT, DAMIAN | I | PRESIDENT | NA | Control |
| NESTOR, ROBERT, DAMIAN | I | PRESIDENT | NA | Control |
| NESTOR, ROBERT, DAMIAN | I | PRESIDENT | NA | Control |
| NESTOR, ROBERT, DAMIAN | I | PRESIDENT | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MANAGING DIRECTOR | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| O'NEILL, DANIEL, DILLON | I | MEMBER | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CHAIRMAN | NA | Control |
| RAFFERTY, LAWRENCE, COLIN | I | CHAIRMAN | NA | Control |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RUDNICK, PATRICK, JAMES | I | CHIEF FINANCIAL OFFICER | NA | |
| RAFFERTY ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| RAFFERTY ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| RAFFERTY ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| RAFFERTY ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| RAFFERTY ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| RAFFERTY ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| RAFFERTY ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| O'NEILL, DANIEL, DILLON | I | MINAKIAN PARTNERS, LLC | E | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| HAY, KATHLEEN, RAFFERTY | I | RAFFERTY HOLDINGS LLC | C | Control |
| MINAKIAN PARTNERS, LLC | DE | RAFFERTY ASSET MANAGEMENT, LLC | C | |
| MINAKIAN PARTNERS, LLC | DE | RAFFERTY ASSET MANAGEMENT, LLC | C | |
| MINAKIAN PARTNERS, LLC | DE | RAFFERTY ASSET MANAGEMENT, LLC | C | |
| MINAKIAN PARTNERS, LLC | DE | RAFFERTY ASSET MANAGEMENT, LLC | C | |
| MINAKIAN PARTNERS, LLC | DE | RAFFERTY ASSET MANAGEMENT, LLC | C | |
| MINAKIAN PARTNERS, LLC | DE | RAFFERTY ASSET MANAGEMENT, LLC | C | |
| MINAKIAN PARTNERS, LLC | DE | RAFFERTY ASSET MANAGEMENT, LLC | C | |
| RAFFERTY HOLDINGS LLC | DE | RAFFERTY ASSET MANAGEMENT, LLC | C | Control |
| RAFFERTY HOLDINGS LLC | DE | RAFFERTY ASSET MANAGEMENT, LLC | C | Control |
| RAFFERTY HOLDINGS LLC | DE | RAFFERTY ASSET MANAGEMENT, LLC | C | Control |
| RAFFERTY HOLDINGS LLC | DE | RAFFERTY ASSET MANAGEMENT, LLC | C | Control |
| RAFFERTY HOLDINGS LLC | DE | RAFFERTY ASSET MANAGEMENT, LLC | C | Control |
| RAFFERTY HOLDINGS LLC | DE | RAFFERTY ASSET MANAGEMENT, LLC | C | Control |
| RAFFERTY HOLDINGS LLC | DE | RAFFERTY ASSET MANAGEMENT, LLC | C | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, LAWRENCE, COLIN | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
| RAFFERTY, MICHAEL, LAWRENCE | I | RAFFERTY HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Mar 30, 2020 REGISTERED
Notice Filings (1)
NY
Address
1301 AVENUE OF THE AMERICAS6TH AVENUE
NEW YORK, NY 10019
United States
Phone: 646-572-3390