RIA Intelligence

PRINCIPAL REVIEW, LLC

CRD #291663 SEC #801-112388 MIAMI, FL 847-492-5065
SEC Registered
Total AUM
--
Discretionary
--
Employees
2
Clients
--
Accounts
--

Firm Details

Organization Type
Limited Liability Company
State of Formation
Florida
Fiscal Year End
JUNE
Registration Date
--
Latest Filing
Apr 25, 2019
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ALEXANDER, DANIEL, SEANICHIEF COMPLIANCE OFFICER (CCO), CHIEF EXECUTIVE OFFICER (CEO) AND MANAGING MEMBERD Control
ALEXANDER, DANIEL, SEANICHIEF COMPLIANCE OFFICER (CCO), CHIEF EXECUTIVE OFFICER (CEO) AND MANAGING MEMBERD Control
ALEXANDER, DANIEL, SEANICHIEF COMPLIANCE OFFICER (CCO), CHIEF EXECUTIVE OFFICER (CEO) AND MANAGING MEMBERD Control
ALEXANDER, DANIEL, SEANICHIEF COMPLIANCE OFFICER (CCO), CHIEF EXECUTIVE OFFICER (CEO) AND MANAGING MEMBERD Control
ALEXANDER, DANIEL, SEANICHIEF COMPLIANCE OFFICER (CCO), CHIEF EXECUTIVE OFFICER (CEO) AND MANAGING MEMBERD Control
ALEXANDER, DANIEL, SEANICHIEF COMPLIANCE OFFICER (CCO), CHIEF EXECUTIVE OFFICER (CEO) AND MANAGING MEMBERD Control
Steinberg, Allen, T.ICHIEF LEGAL OFFICER (CLO) AND MANAGING MEMBERB Control
Steinberg, Allen, T.ICHIEF LEGAL OFFICER (CLO) AND MANAGING MEMBERB Control
Steinberg, Allen, T.ICHIEF LEGAL OFFICER (CLO) AND MANAGING MEMBERB Control
Steinberg, Allen, T.ICHIEF LEGAL OFFICER (CLO) AND MANAGING MEMBERB Control
Steinberg, Allen, T.ICHIEF LEGAL OFFICER (CLO) AND MANAGING MEMBERB Control
Steinberg, Allen, T.ICHIEF LEGAL OFFICER (CLO) AND MANAGING MEMBERB Control

Registrations

Federal

IA
Apr 25, 2019 REGISTERED

Notice Filings (6)

AZ CA FL IL WI WV

Address

78 SW 7TH STREET
SUITE 500
MIAMI, FL 33130
United States
Phone: 847-492-5065