BRIGGS ADVISORY GROUP, INC.
CRD #291947 SEC #801-112491 LINCOLN, RI 401-334-3400
SEC Registered
Total AUM
$421.4M
Discretionary
$421.4M
Employees
8
Clients
1
Accounts
968
Firm Details
- Organization Type
- Corporation
- State of Formation
- Rhode Island
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 12, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| RICCI, CHRISTOPHER, J | I | VICE PRESIDENT / FINANCIAL ADVISOR | NA | |
| RICCI, CHRISTOPHER, J | I | VICE PRESIDENT / FINANCIAL ADVISOR | NA | |
| RICCI, CHRISTOPHER, J | I | VICE PRESIDENT / WEALTH ADVISOR | NA | |
| RICCI, CHRISTOPHER, J | I | VICE PRESIDENT / WEALTH ADVISOR | NA | |
| BRIGGS, HAROLD, EDWARD | I | PRESIDENT / DIRECTOR OF WEALTH MANAGEMENT / TREASURER / CHIEF COMPLIANCE OFFICER | E | Control |
| BRIGGS, HAROLD, EDWARD | I | PRESIDENT / DIRECTOR OF WEALTH MANAGEMENT / TREASURER / CHIEF COMPLIANCE OFFICER | E | Control |
| BRIGGS, HAROLD, EDWARD | I | PRINCIPAL / WEALTH ADVISOR / TREASURER / CHIEF COMPLIANCE OFFICER | E | Control |
| BRIGGS, HAROLD, EDWARD | I | PRINCIPAL / WEALTH ADVISOR / TREASURER / CHIEF COMPLIANCE OFFICER | E | Control |
| BRIGGS, HAROLD, EDWARD | I | PRINCIPAL / WEALTH ADVISOR / TREASURER / CHIEF COMPLIANCE OFFICER | E | Control |
| BRIGGS, HAROLD, EDWARD | I | PARTNER / PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| BRIGGS, HAROLD, EDWARD | I | PARTNER / PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| BRIGGS, HAROLD, EDWARD | I | PARTNER / PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| BRIGGS, HAROLD, EDWARD | I | PARTNER / PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| BRIGGS, HAROLD, EDWARD | I | PARTNER / PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| BRIGGS, HAROLD, EDWARD | I | PARTNER / PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| RICCI, CHRISTOPHER, J | I | VICE PRESIDENT / WEALTH ADVISOR | C | |
| RICCI, CHRISTOPHER, J | I | PARTNER / VICE PRESIDENT | C | Control |
| RICCI, CHRISTOPHER, J | I | PARTNER / VICE PRESIDENT | C | Control |
| RICCI, CHRISTOPHER, J | I | PARTNER / VICE PRESIDENT | C | Control |
| RICCI, CHRISTOPHER, J | I | PARTNER / VICE PRESIDENT | C | Control |
| RICCI, CHRISTOPHER, J | I | PARTNER / VICE PRESIDENT | C | Control |
| RICCI, CHRISTOPHER, J | I | PARTNER / VICE PRESIDENT | C | Control |
Registrations
Federal
IA
Jul 12, 2023 REGISTERED
Notice Filings (7)
CT FL MA NH NY RI TX
Address
24 ALBION ROADSUITE 440
LINCOLN, RI 02865
United States
Phone: 401-334-3400