RIA Intelligence

BR DIALECTIC CAPITAL MANAGEMENT, LLC

Legal name: B. RILEY ALTERNATIVES

CRD #292062 SEC #802-113119 NORWALK, CT 212-230-3220
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--

Firm Details

Organization Type
--
State of Formation
--
Fiscal Year End
--
Registration Date
--
Latest Filing
Mar 25, 2021
Branch Offices
0
LEI
549300DOI73QNT1YZC11

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FICHTHORN, JOHN, AARONIHEAD OF ALTERNATIVESNA Control
FICHTHORN, JOHN, AARONIHEAD OF ALTERNATIVESNA Control
FICHTHORN, JOHN, AARONIHEAD OF ALTERNATIVESNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
FORMAN, ALAN, NEILIGENERAL COUNSELNA Control
KELLEHER, THOMAS, JOHNIPRESIDENTNA Control
KELLEHER, THOMAS, JOHNIPRESIDENTNA Control
KELLEHER, THOMAS, JOHNIPRESIDENTNA Control
KELLEHER, THOMAS, JOHNIPRESIDENTNA Control
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MARKUNAS, MICHAELIDEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICERNA
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
MCCOY, MICHAEL, RICHARDICHIEF FINANCIAL OFFICERNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICERNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICERNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICERNA Control
RILEY, BRYANT, RICHARDICHIEF EXECUTIVE OFFICERNA Control
B. RILEY ASSET MANAGEMENTDEOWNERE Control
B. RILEY CAPITAL MANAGEMENTDEOWNERE Control
B. RILEY CAPITAL MANAGEMENTDEOWNERE Control
B. RILEY WEALTH MANAGEMENTDEOWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
B. RILEY FINANCIAL, INC.DEB. RILEY WEALTH MANAGEMENTE Control
B. RILEY FINANCIAL, INC.DEB. RILEY ASSET MANAGEMENTE Control
B. RILEY FINANCIAL, INC.DEB. RILEY CAPITAL MANAGEMENTE Control
B. RILEY FINANCIAL, INC.DEB. RILEY CAPITAL MANAGEMENTE Control

Registrations

Federal

ERA
Mar 25, 2021 REGISTERED

Address

119 ROWAYTON AVE.
2ND FLOOR
NORWALK, CT 06853
United States
Phone: 212-230-3220