MAPLEWOOD ADVISORS IM, LLC
CRD #292146 SEC #802-114129 CONSHOHOCKEN, PA 610-816-6660
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Jun 28, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUNN, JAMES, ASHTON | I | EXECUTIVE OFFICER | NA | Control |
| DUNN, JAMES, ASHTON | I | EXECUTIVE OFFICER | NA | Control |
| WALLIS, DARREN, CHARLES | I | EXECUTIVE OFFICER | NA | Control |
| WALLIS, DARREN, CHARLES | I | EXECUTIVE OFFICER | NA | Control |
| MAPLEWOOD ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
| MAPLEWOOD ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
| MAPLEWOOD ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
| MAPLEWOOD ADVISORS LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MAPLEWOOD LLC | DE | MAPLEWOOD ADVISORS LLC | E | Control |
| MAPLEWOOD LLC | DE | MAPLEWOOD ADVISORS LLC | E | Control |
| MAPLEWOOD LLC | DE | MAPLEWOOD ADVISORS LLC | E | Control |
| MAPLEWOOD LLC | DE | MAPLEWOOD ADVISORS LLC | E | Control |
| DUNN, JAMES, ASHTON | I | MAPLEWOOD LLC | C | Control |
| DUNN, JAMES, ASHTON | I | MAPLEWOOD LLC | C | Control |
| DUNN, JAMES, ASHTON | I | MAPLEWOOD LLC | C | Control |
| DUNN, JAMES, ASHTON | I | MAPLEWOOD LLC | C | Control |
| FORD, DAVID, BARKER | I | MAPLEWOOD LLC | C | Control |
| FORD, DAVID, BARKER | I | MAPLEWOOD LLC | C | Control |
| WALLIS, DARREN, CHARLES | I | MAPLEWOOD LLC | C | Control |
| WALLIS, DARREN, CHARLES | I | MAPLEWOOD LLC | C | Control |
| WALLIS, DARREN, CHARLES | I | MAPLEWOOD LLC | C | Control |
| WALLIS, DARREN, CHARLES | I | MAPLEWOOD LLC | C | Control |
Registrations
Federal
ERA
Jun 28, 2021 REGISTERED
Address
161 WASHINGTON STREETSUITE 1525
CONSHOHOCKEN, PA 19428
United States
Phone: 610-816-6660