TANDEM FINANCIAL, LLC
CRD #292565 SEC #801-122130 GREENWOOD VILLAGE, CO (720) 845-5700
SEC Registered
Total AUM
$291.2M
Discretionary
$265.9M
Employees
6
Clients
51
Accounts
997
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 19, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| ERICKSON, RYAN, BRADLEY | I | MEMBER/CO-CEO | D | Control |
| ERICKSON, RYAN, BRADLEY | I | MEMBER/CO-CEO | D | Control |
| ERICKSON, RYAN, BRADLEY | I | MEMBER/CO-CEO | D | Control |
| ERICKSON, RYAN, BRADLEY | I | MEMBER/CO-CEO | D | Control |
| ERICKSON, RYAN, BRADLEY | I | MEMBER/CO-CEO | D | Control |
| ERICKSON, RYAN, BRADLEY | I | MEMBER/CO-CEO | D | Control |
| ERICKSON, RYAN, BRADLEY | I | MEMBER/CO-CEO | D | Control |
| ERICKSON, RYAN, BRADLEY | I | MEMBER/CO-CEO | D | Control |
| ERICKSON, RYAN, BRADLEY | I | CO-FOUNDER/CEO | D | Control |
| ERICKSON, RYAN, BRADLEY | I | CO-FOUNDER/CEO | D | Control |
| ERICKSON, RYAN, BRADLEY | I | CO-FOUNDER/CEO | D | Control |
| ERICKSON, RYAN, BRADLEY | I | CO-FOUNDER/CEO | D | Control |
| ERICKSON, RYAN, BRADLEY | I | CO-FOUNDER/CEO | D | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER/CO-CEO, CHIEF COMPLIANCE OFFICER | D | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER/CO-CEO, CHIEF COMPLIANCE OFFICER | D | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER/CO-CEO, CHIEF COMPLIANCE OFFICER | D | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER/CO-CEO, CHIEF COMPLIANCE OFFICER | D | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER/CO-CEO, CHIEF COMPLIANCE OFFICER | D | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER/CO-CEO, CHIEF COMPLIANCE OFFICER | D | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER/CO-CEO, CHIEF COMPLIANCE OFFICER | D | Control |
| FRANKLIN, MICHAEL, KEVIN | I | MEMBER/CO-CEO, CHIEF COMPLIANCE OFFICER | D | Control |
| FRANKLIN, MICHAEL, KEVIN | I | CO-FOUNDER, CHIEF COMPLIANCE OFFICER | D | Control |
| FRANKLIN, MICHAEL, KEVIN | I | CO-FOUNDER, CHIEF COMPLIANCE OFFICER | D | Control |
| FRANKLIN, MICHAEL, KEVIN | I | CO-FOUNDER, CHIEF COMPLIANCE OFFICER | D | Control |
| FRANKLIN, MICHAEL, KEVIN | I | CO-FOUNDER, CHIEF COMPLIANCE OFFICER | D | Control |
| FRANKLIN, MICHAEL, KEVIN | I | CO-FOUNDER, CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Dec 19, 2025 REGISTERED
Notice Filings (11)
AZ CA CO CT FL LA MT NE TX UT WA
Address
8400 E. PRENTICE AVE.SUITE 1360
GREENWOOD VILLAGE, CO 80111
United States
Phone: (720) 845-5700