GLOBAL BETA INSTITUTIONAL MANAGEMENT, LLC
CRD #292709 SEC #801-112609 PHILADELPHIA, PA 215-531-8234
SEC Registered
Total AUM
--
Discretionary
--
Employees
3
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 9, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LOWRY, VINCENT, THOMAS | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Lisko, John, David | I | PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| Lowry, Justin, Vincent | I | CHIEF INVESTMENT OFFICER | NA | Control |
| GLOBAL BETA HOLDING COMPANY, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GLOBAL BETA ADVISORS LLC | DE | GLOBAL BETA HOLDING COMPANY, LLC | E | Control |
| LOWRY, VINCENT, THOMAS | I | GLOBAL BETA ADVISORS LLC | D | Control |
| Lowry, Justin, Vincent | I | GLOBAL BETA ADVISORS LLC | C | Control |
Registrations
Federal
IA
Feb 9, 2018 REGISTERED
Notice Filings (1)
PA
Address
2001 MARKET STREETSUITE 2630
PHILADELPHIA, PA 19103
United States
Phone: 215-531-8234