HAVEN ASSET MANAGEMENT (INSURANCE) LLC
CRD #292711 SEC #801-113804 GREENWICH, CT 203-302-1700
SEC Registered
Total AUM
$114.9M
Discretionary
$114.9M
Employees
6
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 7, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FRITSCH, THOMAS, X. | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| FRITSCH, THOMAS, X. | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| FRITSCH, THOMAS, X. | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| FRITSCH, THOMAS, XAVIER | I | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NA | Control |
| HAVEN ASSET MANAGEMENT LLC | DE | NON-MEMBER MANAGER | NA | Control |
| HAVEN ASSET MANAGEMENT LLC | DE | NON-MEMBER MANAGER | NA | Control |
| HAVEN ASSET MANAGEMENT LLC | DE | NON-MEMBER MANAGER | NA | Control |
| HAVEN ASSET MANAGEMENT LLC | DE | NON-MEMBER MANAGER | NA | Control |
| HAVEN ASSET MANAGEMENT LLC | DE | NON-MEMBER MANAGER | NA | Control |
| HAVEN ASSET MANAGEMENT LLC | DE | NON-MEMBER MANAGER | NA | Control |
| STARRS, KATHLEEN, NORA | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY | NA | Control |
| STARRS, KATHLEEN, NORA | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY | NA | Control |
| STARRS, KATHLEEN, NORA | I | CHIEF FINANCIAL OFFICER, TREASURER, AND SECRETARY | NA | Control |
| STARRS, KATHLEEN, NORA | I | CHIEF FINANCIAL OFFICER, TREASURER, AND SECRETARY | NA | Control |
| STARRS, KATHLEEN, NORA | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY | NA | Control |
| STARRS, KATHLEEN, NORA | I | CHIEF FINANCIAL OFFICER, TREASURER, AND SECRETARY | NA | Control |
| STARRS, KATHLEEN, NORA | I | CHIEF FINANCIAL OFFICER, TREASURER, AND SECRETARY | NA | Control |
| STARRS, KATHLEEN, NORAH | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, TREASURER, SECRETARY | NA | Control |
| FELDMAN, JONATHAN, TODD | I | CHIEF OPERATING OFFICER AND PRESIDENT | C | Control |
| FELDMAN, JONATHAN, TODD | I | CHIEF OPERATING OFFICER AND PRESIDENT | C | Control |
| FELDMAN, JONATHAN, TODD | I | CHIEF OPERATING OFFICER AND PRESIDENT | C | Control |
| FELDMAN, JONATHAN, TODD | I | CHIEF OPERATING OFFICER AND PRESIDENT | C | Control |
| FELDMAN, JONATHAN, TODD | I | CHIEF OPERATING OFFICER AND PRESIDENT | C | Control |
| FELDMAN, JONATHAN, TODD | I | CHIEF OPERATING OFFICER AND PRESIDENT | C | Control |
| FELDMAN, JONATHAN, TODD | I | CHIEF OPERATING OFFICER AND PRESIDENT | C | Control |
| FELDMAN, JONATHAN, TODD | I | CHIEF OPERATING OFFICER AND PRESIDENT | C | Control |
| HOLMES, ACHIM, MAXIMILIAN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| HOLMES, ACHIM, MAXIMILIAN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| HOLMES, ACHIM, MAXIMILIAN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| HOLMES, ACHIM, MAXIMILIAN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| HOLMES, ACHIM, MAXIMILIAN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| HOLMES, ACHIM, MAXIMILIAN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| HOLMES, ACHIM, MAXIMILIAN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
| HOLMES, ACHIM, MAXIMILIAN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | C | Control |
Registrations
Federal
IA
Dec 7, 2018 REGISTERED
Notice Filings (1)
CT
Address
ONE FAWCETT PLACESUITE 150
GREENWICH, CT 06830
United States
Phone: 203-302-1700