SWAN WEALTH ADVISORS, LLC
CRD #292755 SEC #801-112612 DURANGO, CO 970-382-8901
SEC Registered
Total AUM
$89.8M
Discretionary
$89.8M
Employees
3
Clients
0
Accounts
44
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2025
- Branch Offices
- 1
- LEI
- 61-1857114
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ACKERMAN, BRADLEY, OWEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| BATES, ETHAN | I | CFO | NA | |
| BATES, ETHAN | I | CFO | NA | |
| BATES, ETHAN | I | CFO | NA | |
| BATES, ETHAN | I | CFO | NA | |
| BATES, ETHAN | I | CFO | NA | |
| BATES, ETHAN | I | CFO | NA | |
| BATES, ETHAN | I | CFO | NA | |
| BATES, ETHAN | I | CFO | NA | |
| ENGELKEN, JAMES, A | I | CCO | NA | |
| ENGELKEN, JAMES, A | I | CCO | NA | |
| ENGELKEN, JAMES, A | I | CCO | NA | |
| Miller, Eugene, William | I | PRESIDENT | NA | |
| Miller, Eugene, William | I | PRESIDENT | NA | |
| Miller, Eugene, William | I | PRESIDENT | NA | |
| Miller, Eugene, William | I | PRESIDENT | NA | |
| Miller, Eugene, William | I | PRESIDENT | NA | |
| Miller, Eugene, William | I | PRESIDENT | NA | |
| Miller, Eugene, William | I | PRESIDENT | NA | |
| Miller, Eugene, William | I | PRESIDENT | NA | |
| Miller, Eugene, William | I | PRESIDENT | NA | |
| Miller, Eugene, William | I | PRESIDENT | NA | |
| Miller, Eugene, William | I | PRESIDENT | NA | |
| Miller, Eugene, William | I | PRESIDENT | NA | |
| Miller, Eugene, William | I | PRESIDENT | NA | |
| SWAN, RANDALL, WILLIAM | I | CEO | NA | Control |
| SWAN, RANDALL, WILLIAM | I | CEO | NA | Control |
| SWAN, RANDALL, WILLIAM | I | CEO | NA | Control |
| SWAN, RANDALL, WILLIAM | I | CEO | NA | Control |
| SWAN, RANDALL, WILLIAM | I | CEO | NA | Control |
| SWAN, RANDALL, WILLIAM | I | CEO | NA | Control |
| SWAN, RANDALL, WILLIAM | I | CEO | NA | Control |
| SWAN, RANDALL, WILLIAM | I | CEO | NA | Control |
| SWAN, RANDALL, WILLIAM | I | CEO | NA | Control |
| SWAN, RANDALL, WILLIAM | I | CEO | NA | Control |
| SWAN, RANDALL, WILLIAM | I | CEO | NA | Control |
| SWAN, RANDALL, WILLIAM | I | CEO | NA | Control |
| SWAN, RANDALL, WILLIAM | I | CEO | NA | Control |
| SWAN GLOBAL HOLDINGS-US, LLC | DE | MEMBER | E | |
| SWAN GLOBAL HOLDINGS-US, LLC | DE | OWNER | E | |
| SWAN GLOBAL HOLDINGS-US, LLC | DE | MEMBER | E | |
| SWAN GLOBAL HOLDINGS-US, LLC | DE | MEMBER | E | |
| SWAN GLOBAL HOLDINGS-US, LLC | DE | MEMBER | E | |
| SWAN GLOBAL HOLDINGS-US, LLC | DE | MEMBER | E | |
| SWAN GLOBAL HOLDINGS-US, LLC | DE | MEMBER | E | |
| SWAN GLOBAL HOLDINGS-US, LLC | DE | MEMBER | E | |
| SWAN GLOBAL HOLDINGS-US, LLC | DE | MEMBER | E | |
| SWAN GLOBAL HOLDINGS-US, LLC | DE | MEMBER | E | |
| SWAN GLOBAL HOLDINGS-US, LLC | DE | MEMBER | E | |
| SWAN GLOBAL HOLDINGS-US, LLC | DE | MEMBER | E | |
| SWAN GLOBAL HOLDINGS-US, LLC | DE | MEMBER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SWAN, RANDALL, WILLIAM | I | SWAN GLOBAL HOLDINGS-US, LLC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN CAPITAL MANAGEMENT HOLDINGS, INC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN GLOBAL HOLDINGS-US, LLC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN CAPITAL MANAGEMENT HOLDINGS, INC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN GLOBAL HOLDINGS-US, LLC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN CAPITAL MANAGEMENT HOLDINGS, INC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN GLOBAL HOLDINGS-US, LLC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN CAPITAL MANAGEMENT HOLDINGS, INC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN GLOBAL HOLDINGS-US, LLC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN CAPITAL MANAGEMENT HOLDINGS, INC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN GLOBAL HOLDINGS-US, LLC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN CAPITAL MANAGEMENT HOLDINGS, INC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN GLOBAL HOLDINGS-US, LLC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN CAPITAL MANAGEMENT HOLDINGS, INC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN GLOBAL HOLDINGS-US, LLC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN CAPITAL MANAGEMENT HOLDINGS, INC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN GLOBAL HOLDINGS-US, LLC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN CAPITAL MANAGEMENT HOLDINGS, INC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN GLOBAL HOLDINGS-US, LLC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN CAPITAL MANAGEMENT HOLDINGS, INC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN GLOBAL HOLDINGS-US, LLC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN CAPITAL MANAGEMENT HOLDINGS, INC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN GLOBAL HOLDINGS-US, LLC | D | Control |
| SWAN, RANDALL, WILLIAM | I | SWAN CAPITAL MANAGEMENT HOLDINGS, INC | D | Control |
| SWAN CAPITAL MANAGEMENT HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN CAPITAL MANAGEMENT HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN CAPITAL MANAGEMENT HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN CAPITAL MANAGEMENT HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN CAPITAL MANAGEMENT HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN CAPITAL MANAGEMENT HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN CAPITAL MANAGEMENT HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN CAPITAL MANAGEMENT HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN CAPITAL MANAGEMENT HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN CAPITAL MANAGEMENT HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN CAPITAL MANAGEMENT HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN CAPITAL MANAGEMENT HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN WEALTH ADVISORS HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN WEALTH ADVISORS HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN WEALTH ADVISORS HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN WEALTH ADVISORS HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN WEALTH ADVISORS HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN WEALTH ADVISORS HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN WEALTH ADVISORS HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN WEALTH ADVISORS HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN WEALTH ADVISORS HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN WEALTH ADVISORS HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN WEALTH ADVISORS HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C | |
| SWAN WEALTH ADVISORS HOLDINGS, INC | DE | SWAN GLOBAL HOLDINGS-US, LLC | C |
Registrations
Federal
IA
Mar 26, 2025 REGISTERED
Notice Filings (5)
CO FL LA PR TX
Address
1099 MAIN AVE.SUITE 206
DURANGO, CO 81301
United States
Phone: 970-382-8901