CNI NSI ADVISORS, LLC
CRD #292883 SEC #801-112976 LOS ANGELES, CA 310-282-8820
SEC Registered Disclosures
Total AUM
$33.6M
Discretionary
$33.6M
Employees
362
Clients
--
Accounts
1
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 14, 2020
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRACK, THOMAS, JOSEPH | I | CHAIRMAN | NA | Control |
| BARRACK, THOMAS, JOSEPH | I | CHAIRMAN | NA | Control |
| BARRACK, THOMAS, JOSEPH | I | CHAIRMAN | NA | Control |
| BARRACK, THOMAS, JOSEPH | I | CHAIRMAN | NA | Control |
| BARRACK, THOMAS, JOSEPH | I | CHAIRMAN | NA | Control |
| BARRACK, THOMAS, JOSEPH | I | CHAIRMAN | NA | Control |
| BARRACK, THOMAS, JOSEPH | I | CHAIRMAN | NA | Control |
| BARRACK, THOMAS, JOSEPH | I | CHAIRMAN | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VICE PRESIDENT | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VICE PRESIDENT | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VICE PRESIDENT | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VICE PRESIDENT | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VICE PRESIDENT | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VICE PRESIDENT | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VICE PRESIDENT | NA | Control |
| HEDSTROM, MARK, MELVIN | I | VICE PRESIDENT | NA | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SALTZMAN, RICHARD, BRETT | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SANDERS, RONALD, MARK | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| SANDERS, RONALD, MARK | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| SANDERS, RONALD, MARK | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| SANDERS, RONALD, MARK | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| SANDERS, RONALD, MARK | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| SANDERS, RONALD, MARK | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| SANDERS, RONALD, MARK | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| SANDERS, RONALD, MARK | I | VICE PRESIDENT AND SECRETARY | NA | Control |
| TANGEN, DARREN, JAMES | I | VICE PRESIDENT AND TREASURER | NA | Control |
| TANGEN, DARREN, JAMES | I | VICE PRESIDENT AND TREASURER | NA | Control |
| TANGEN, DARREN, JAMES | I | VICE PRESIDENT AND TREASURER | NA | Control |
| TANGEN, DARREN, JAMES | I | VICE PRESIDENT AND TREASURER | NA | Control |
| TANGEN, DARREN, JAMES | I | VICE PRESIDENT AND TREASURER | NA | Control |
| TANGEN, DARREN, JAMES | I | VICE PRESIDENT AND TREASURER | NA | Control |
| WHEALON, KRISTEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEALON, KRISTEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEALON, KRISTEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEALON, KRISTEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEALON, KRISTEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEALON, KRISTEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEALON, KRISTEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WHEALON, KRISTEN, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CNI ADVISOR HOLDINGS, LLC | DE | MEMBER | E | Control |
| CNI ADVISOR HOLDINGS, LLC | DE | MEMBER | E | Control |
| CNI ADVISOR HOLDINGS, LLC | DE | MEMBER | E | Control |
| CNI ADVISOR HOLDINGS, LLC | DE | MEMBER | E | Control |
| CNI ADVISOR HOLDINGS, LLC | DE | MEMBER | E | Control |
| CNI ADVISOR HOLDINGS, LLC | DE | MEMBER | E | Control |
| CNI ADVISOR HOLDINGS, LLC | DE | MEMBER | E | Control |
| CNI ADVISOR HOLDINGS, LLC | DE | MEMBER | E | Control |
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | DE | SOLE MEMBER | E | Control |
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | DE | SOLE MEMBER | E | Control |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | DE | SOLE MEMBER, COLONY CAPITAL INVESTMENT ADVISORS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | DE | SOLE MEMBER, COLONY CAPITAL INVESTMENT ADVISORS, LLC | E | Control |
| COLONY CAPITAL OP SUBSIDIARY, LLC | DE | SOLE MEMBER, COLONY CAPITAL INVESTMENT HOLDCO, LLC | E | Control |
| COLONY CAPITAL OP SUBSIDIARY, LLC | DE | SOLE MEMBER, COLONY CAPITAL INVESTMENT HOLDCO, LLC | E | Control |
| COLONY CAPITAL OPERATING COMPANY, LLC | DE | SOLE MEMBER, COLONY CAPITAL OP SUBSIDIARY, LLC | E | Control |
| COLONY CAPITAL OPERATING COMPANY, LLC | DE | SOLE MEMBER, COLONY CAPITAL OP SUBSIDIARY, LLC | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | DE | CNI ADVISOR HOLDINGS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | DE | CNI ADVISOR HOLDINGS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | DE | CNI ADVISOR HOLDINGS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | DE | CNI ADVISOR HOLDINGS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | DE | CNI ADVISOR HOLDINGS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | DE | CNI ADVISOR HOLDINGS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | DE | CNI ADVISOR HOLDINGS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT ADVISORS, LLC | DE | CNI ADVISOR HOLDINGS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | DE | COLONY CAPITAL INVESTMENT ADVISORS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | DE | COLONY CAPITAL INVESTMENT ADVISORS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | DE | COLONY CAPITAL INVESTMENT ADVISORS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | DE | COLONY CAPITAL INVESTMENT ADVISORS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | DE | COLONY CAPITAL INVESTMENT ADVISORS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | DE | COLONY CAPITAL INVESTMENT ADVISORS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | DE | COLONY CAPITAL INVESTMENT ADVISORS, LLC | E | Control |
| COLONY CAPITAL INVESTMENT HOLDCO, LLC | DE | COLONY CAPITAL INVESTMENT ADVISORS, LLC | E | Control |
| COLONY CAPITAL OP SUBSIDIARY, LLC | DE | COLONY CAPITAL INVESTMENT HOLDCO, LLC | E | Control |
| COLONY CAPITAL OP SUBSIDIARY, LLC | DE | COLONY CAPITAL INVESTMENT HOLDCO, LLC | E | Control |
| COLONY CAPITAL OP SUBSIDIARY, LLC | DE | COLONY CAPITAL INVESTMENT HOLDCO, LLC | E | Control |
| COLONY CAPITAL OP SUBSIDIARY, LLC | DE | COLONY CAPITAL INVESTMENT HOLDCO, LLC | E | Control |
| COLONY CAPITAL OP SUBSIDIARY, LLC | DE | COLONY CAPITAL INVESTMENT HOLDCO, LLC | E | Control |
| COLONY CAPITAL OP SUBSIDIARY, LLC | DE | COLONY CAPITAL INVESTMENT HOLDCO, LLC | E | Control |
| COLONY CAPITAL OP SUBSIDIARY, LLC | DE | COLONY CAPITAL INVESTMENT HOLDCO, LLC | E | Control |
| COLONY CAPITAL OP SUBSIDIARY, LLC | DE | COLONY CAPITAL INVESTMENT HOLDCO, LLC | E | Control |
| COLONY CAPITAL OPERATING COMPANY, LLC | DE | COLONY CAPITAL OP SUBSIDIARY, LLC | E | Control |
| COLONY CAPITAL OPERATING COMPANY, LLC | DE | COLONY CAPITAL OP SUBSIDIARY, LLC | E | Control |
| COLONY CAPITAL OPERATING COMPANY, LLC | DE | COLONY CAPITAL OP SUBSIDIARY, LLC | E | Control |
| COLONY CAPITAL OPERATING COMPANY, LLC | DE | COLONY CAPITAL OP SUBSIDIARY, LLC | E | Control |
| COLONY CAPITAL OPERATING COMPANY, LLC | DE | COLONY CAPITAL OP SUBSIDIARY, LLC | E | Control |
| COLONY CAPITAL OPERATING COMPANY, LLC | DE | COLONY CAPITAL OP SUBSIDIARY, LLC | E | Control |
| COLONY CAPITAL OPERATING COMPANY, LLC | DE | COLONY CAPITAL OP SUBSIDIARY, LLC | E | Control |
| COLONY CAPITAL OPERATING COMPANY, LLC | DE | COLONY CAPITAL OP SUBSIDIARY, LLC | E | Control |
| COLONY CAPITAL, INC. | DE | COLONY CAPITAL OPERATING COMPANY, LLC | E | Control |
| COLONY CAPITAL, INC. | DE | COLONY CAPITAL OPERATING COMPANY, LLC | E | Control |
| COLONY CAPITAL, INC. | DE | COLONY CAPITAL OPERATING COMPANY, LLC | E | Control |
| COLONY CAPITAL, INC. | DE | COLONY CAPITAL OPERATING COMPANY, LLC | E | Control |
| COLONY CAPITAL, INC. | DE | COLONY CAPITAL OPERATING COMPANY, LLC | E | Control |
| COLONY CAPITAL, INC. | DE | COLONY CAPITAL OPERATING COMPANY, LLC | E | Control |
| COLONY CAPITAL, INC. | DE | COLONY CAPITAL OPERATING COMPANY, LLC | E | Control |
| COLONY NORTHSTAR, INC. | DE | COLONY CAPITAL OPERATING COMPANY, LLC | E | Control |
Registrations
Federal
IA
Nov 14, 2020 REGISTERED
Notice Filings (3)
CA MD NY
Address
515 SOUTH FLOWER STREET44TH FLOOR
LOS ANGELES, CA 90071
United States
Phone: 310-282-8820