PRUDENCE US MANAGEMENT, LLC
CRD #292905 SEC #802-113577 NEWPORT BEACH, CA (224) 829-9423
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
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Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Sep 24, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LIU, QIAN | I | INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| LIU, QIAN | I | INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| LIU, QIAN | I | INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| LIU, QIAN | I | INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| Liu, Tingting | I | EXECUTIVE OFFICER | NA | Control |
| Liu, Tingting | I | EXECUTIVE OFFICER | NA | Control |
| Liu, Tingting | I | EXECUTIVE OFFICER | NA | Control |
| Liu, Tingting | I | EXECUTIVE OFFICER | NA | Control |
| PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | FE | OWNER | E | Control |
| PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | FE | OWNER | E | Control |
| PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | FE | OWNER | E | Control |
| PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | FE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LIU, QIAN | I | PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | E | Control |
| LIU, QIAN | I | PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | E | Control |
| LIU, QIAN | I | PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | E | Control |
| LIU, QIAN | I | PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | E | Control |
| CHEN, YIWEN | I | PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | C | Control |
| CHEN, YIWEN | I | PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | C | Control |
| CHEN, YIWEN | I | PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | C | Control |
| CHEN, YIWEN | I | PRUDENCE FINANCIAL HOLDINGS GROUP LIMITED | C | Control |
Registrations
Federal
ERA
Sep 24, 2019 REGISTERED
Address
4695 MACARTHUR CT,SUITE 1100
NEWPORT BEACH, CA 92660
United States
Phone: (224) 829-9423