OAK CITY INVESTMENT MANAGEMENT LLC
CRD #293018 SEC #801-114175 CARY, NC 954-253-7048
SEC Registered
Total AUM
--
Discretionary
--
Employees
3
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 25, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Hutchison, Fred | I | DIRECTOR | B | |
| Hutchison, Fred | I | DIRECTOR | B | |
| Hutchison, Fred | I | DIRECTOR | B | |
| Hutchison, Fred | I | DIRECTOR | B | |
| Kasierski, Justyn | I | DIRECTOR | B | |
| Kasierski, Justyn | I | DIRECTOR | B | |
| Kasierski, Justyn | I | DIRECTOR | B | |
| Kasierski, Justyn | I | DIRECTOR | B | |
| O'Korn, Daniel | I | DIRECTOR | B | |
| O'Korn, Daniel | I | DIRECTOR | B | |
| O'Korn, Daniel | I | DIRECTOR | B | |
| O'Korn, Daniel | I | DIRECTOR | B | |
| WESTERLUND, JENNIFER, DAWN | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR | B | Control |
| WESTERLUND, JENNIFER, DAWN | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR | B | Control |
| WESTERLUND, JENNIFER, DAWN | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR | B | Control |
| WESTERLUND, JENNIFER, DAWN | I | CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR | B | Control |
| Wofford, William | I | MANAGING DIRECTOR | B | Control |
| Wofford, William | I | MANAGING DIRECTOR | B | Control |
| Wofford, William | I | MANAGING DIRECTOR | B | Control |
| Wofford, William | I | MANAGING DIRECTOR | B | Control |
| Bryant, Scott | I | DIRECTOR | A | |
| Bryant, Scott | I | DIRECTOR | A | |
| Bryant, Scott | I | DIRECTOR | A | |
| Bryant, Scott | I | DIRECTOR | A | |
| Fuchs, Daniel | I | DIRECTOR | A | |
| Fuchs, Daniel | I | DIRECTOR | A | |
| Fuchs, Daniel | I | DIRECTOR | A | |
| Fuchs, Daniel | I | DIRECTOR | A |
Registrations
Federal
IA
Sep 25, 2018 REGISTERED
Notice Filings (1)
NC
Address
1903 N. HARRISON AVENUESUITE 200-10
CARY, NC 27513
United States
Phone: 954-253-7048