SPROUT FINANCIAL LLC
Legal name: SPROUT ADVISERS
CRD #293200 SEC #801-112883 LEHI, UT 855-608-9424
SEC Registered
Total AUM
$13.8M
Discretionary
$13.8M
Employees
2
Clients
51
Accounts
763
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Utah
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 25, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Carr, Joshua, James | I | MANAGER | D | Control |
| Carr, Joshua, James | I | MANAGER | D | Control |
| Carr, Joshua, James | I | OWNER, PARTNER | D | Control |
| Carr, Joshua, James | I | MANAGER | D | Control |
| Carr, Joshua, James | I | MANAGER | D | Control |
| Carr, Joshua, James | I | OWNER, PARTNER | D | Control |
| Carr, Joshua, James | I | OWNER, PARTNER | D | Control |
| Carr, Joshua, James | I | OWNER, PARTNER | D | Control |
| Carr, Joshua, James | I | OWNER, PARTNER | D | Control |
| Carr, Joshua, James | I | OWNER, PARTNER | D | Control |
| Carr, Joshua, James | I | OWNER, PARTNER | D | Control |
| Stewart, Edward, Anderson | I | CCO | D | Control |
| Stewart, Edward, Anderson | I | CCO | D | Control |
| Stewart, Edward, Anderson | I | CCO | D | Control |
| Stewart, Edward, Anderson | I | CCO | D | Control |
| Stewart, Edward, Anderson | I | CCO | D | Control |
| Stewart, Edward, Anderson | I | CCO | D | Control |
| Stewart, Edward, Anderson | I | OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| Stewart, Edward, Anderson | I | OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| Stewart, Edward, Anderson | I | OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| Stewart, Edward, Anderson | I | OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| Stewart, Edward, Anderson | I | OWNER, CHIEF COMPLIANCE OFFICER | D | Control |
| Carr, Joshua, James | I | MANAGER | C | Control |
| Neff, Brandon, Thomas | I | MANAGER | C | Control |
| Stewart, Edward, Anderson | I | CCO | C | Control |
Registrations
Federal
IA
Jun 25, 2020 REGISTERED
Notice Filings (17)
AZ CA CO FL GA IN MA MN NC NJ NY OH PA TN TX UT WA
Address
2912 EXECUTIVE PARKWAYSUITE 120
LEHI, UT 84043
United States
Phone: 855-608-9424