GRADIENT FINANCIAL DIRECT, LLC
CRD #293240 SEC #801-112674 ARDEN HILLS, MN 888-744-5303
SEC Registered Disclosures
Total AUM
--
Discretionary
--
Employees
1
Clients
0
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 12, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Gravely, Brian | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Gravely, Brian | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Gravely, Brian | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Gravely, Brian | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Gravely, Brian, Alan | I | CHIEF COMPLIANCE OFFICER/MANAGING DIRECTOR | NA | Control |
| JENSEN, KARL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JENSEN, KARL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JENSEN, KARL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JENSEN, KARL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| JENSEN, KARL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | |
| JENSEN, KARL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| JENSEN, KARL, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
| LUCIUS, CHARLES, EDWARD | I | OWNER | E | Control |
Registrations
Federal
IA
Mar 12, 2019 REGISTERED
Notice Filings (6)
ID MN NH OR TX WA
Address
4105 LEXINGTON AVENUE NORTHSUITE 320
ARDEN HILLS, MN 55126
United States
Phone: 888-744-5303