CONSECO SECURITIES, INC.
CRD #29367 SEC #801-56917 CARMEL, IN 317-208-8266
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
251
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 17, 2001
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADAMS, JAMES STEPHEN | I | DIRECTOR, SENIOR VICE PRESIDENT, TREASURER | NA | Control |
| CULLEMFIORE, MARGARET ANN | I | SECOND VICE PRESIDENT, ASSISTANT GENERAL COUNSEL & ASSISTANT SECRETARY | NA | Control |
| GUEVARA, CARLOS JOHN | I | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| HOWARD, JOHN MICHAEL | I | PRESIDENT/CHIEF OPERATIONS OFFICER | NA | Control |
| KOVACS, WILLIAM PATRICK MICHAEL | I | SECRETARY, DIRECTOR | NA | Control |
| LANTHIER, ELISA M | I | FINANCIAL AND OPERATIONS PRINCIPAL | NA | Control |
| SANTIAGO, MARIA ISABEL | I | SENIOR VICE PRESIDENT, BROKERAGE SERVICES | NA | Control |
| CONSECO INTERIM HOLDINGS CORPORATION (CIHC) | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CONSECO, INC. | DE | CIHC, INCORPORATED | E | Control |
Registrations
Federal
IA
Jul 17, 2001 REGISTERED
Notice Filings (2)
IN NJ
Address
11825 N. PENNSYLVANIA STREETCARMEL, IN 46032
USA
Phone: 317-208-8266