SHEETS SMITH INVESTMENT MANAGEMENT, LLC
CRD #293992 SEC #801-112973 HOUSTON, TX 346-867-8606
SEC Registered
Total AUM
$129.7M
Discretionary
$129.7M
Employees
3
Clients
0
Accounts
255
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 18, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Bowden, Gregory, Cornell | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Bowden, Gregory, Cornell | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Bowden, Gregory, Cornell | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Bowden, Gregory, Cornell | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/SR. PORTFOLIO MANAGER | NA | Control |
| Bowden, Gregory, Cornell | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/SR. PORTFOLIO MANAGER | NA | Control |
| Bowden, Gregory, Cornell | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/SR. PORTFOLIO MANAGER | NA | Control |
| Bowden, Gregory, Cornell | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/SR. PORTFOLIO MANAGER | NA | Control |
| Bowden, Gregory, Cornell | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/SR. PORTFOLIO MANAGER | NA | Control |
| Bowden, Gregory, Cornell | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/SR. PORTFOLIO MANAGER | NA | Control |
| Bowden, Gregory, Cornell | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/SR. PORTFOLIO MANAGER | NA | Control |
| Bowden, Gregory, Cornell | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/SR. PORTFOLIO MANAGER | NA | Control |
| Bowden, Gregory, Cornell | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/SR. PORTFOLIO MANAGER | NA | Control |
| Bowden, Gregory, Cornell | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/SR. PORTFOLIO MANAGER | NA | Control |
| Bowden, Gregory, Cornell | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER/SR. PORTFOLIO MANAGER | NA | Control |
| Hewett, Allison, Hughes | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Hewett, Allison, Hughes | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BOWDEN, ZOLLY, CORNELL | I | PRESIDENT | D | Control |
| BOWDEN, ZOLLY, CORNELL | I | PRESIDENT | D | Control |
| BOWDEN, ZOLLY, CORNELL | I | PRESIDENT | D | Control |
| BOWDEN, ZOLLY, CORNELL | I | PRESIDENT | D | Control |
| BOWDEN, ZOLLY, CORNELL | I | PRESIDENT | D | Control |
| BOWDEN, ZOLLY, CORNELL | I | PRESIDENT | D | Control |
| BOWDEN, ZOLLY, CORNELL | I | PRESIDENT | D | Control |
| BOWDEN, ZOLLY, CORNELL | I | PRESIDENT | D | Control |
| BOWDEN, ZOLLY, CORNELL | I | PRESIDENT | D | Control |
| BOWDEN, ZOLLY, CORNELL | I | PRESIDENT | D | Control |
| BOWDEN, ZOLLY, CORNELL | I | PRESIDENT | D | Control |
| BOWDEN, ZOLLY, CORNELL | I | PRESIDENT | D | Control |
| BOWDEN, ZOLLY, CORNELL | I | PRESIDENT | D | Control |
| BOWDEN, ZOLLY, CORNELL | I | PRESIDENT | D | Control |
| BOWDEN, ZOLLY, CORNELL | I | PRESIDENT | D | Control |
| BOWDEN, ZOLLY, CORNELL | I | PRESIDENT | D | Control |
| SHEETS SMITH WEALTH MANAGEMENT | DE | RELATED ADVISOR | C | Control |
| SHEETS SMITH WEALTH MANAGEMENT | DE | RELATED ADVISOR | C | Control |
| SHEETS SMITH WEALTH MANAGEMENT | DE | RELATED ADVISOR | C | |
| SHEETS SMITH WEALTH MANAGEMENT | DE | RELATED ADVISOR | C | Control |
| SHEETS SMITH WEALTH MANAGEMENT | DE | RELATED ADVISOR | C | |
| SHEETS SMITH WEALTH MANAGEMENT | DE | RELATED ADVISOR | C | |
| SHEETS SMITH WEALTH MANAGEMENT | DE | RELATED ADVISOR | C | |
| SHEETS SMITH WEALTH MANAGEMENT | DE | RELATED ADVISOR | C | |
| SHEETS SMITH WEALTH MANAGEMENT | DE | RELATED ADVISOR | C | |
| SHEETS SMITH WEALTH MANAGEMENT | DE | RELATED ADVISOR | C | |
| SHEETS SMITH WEALTH MANAGEMENT | DE | RELATED ADVISOR | C | |
| SHEETS SMITH WEALTH MANAGEMENT | DE | RELATED ADVISOR | C | |
| SHEETS SMITH WEALTH MANAGEMENT | DE | RELATED ADVISOR | C | |
| SHEETS SMITH WEALTH MANAGEMENT | DE | RELATED ADVISOR | C | |
| SHEETS SMITH WEALTH MANAGEMENT | DE | RELATED ADVISOR | C | |
| SHEETS SMITH WEALTH MANAGEMENT | DE | RELATED ADVISOR | C | |
| PVG ASSET MANAGEMENT CORP | DE | SHAREHOLDER | B | |
| PVG ASSET MANAGEMENT CORP | DE | SHAREHOLDER | B | |
| PVG ASSET MANAGEMENT CORP | DE | SHAREHOLDER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SHEETS, JOHN, RICHARD | I | SHEETS SMITH WEALTH MANAGEMENT | D | Control |
| SHEETS, JOHN, RICHARD | I | SHEETS SMITH WEALTH MANAGEMENT | D | Control |
| SHEETS, JOHN, RICHARD | I | SHEETS SMITH WEALTH MANAGEMENT | D | |
| SHEETS, JOHN, RICHARD | I | SHEETS SMITH WEALTH MANAGEMENT | D | Control |
| SHEETS, JOHN, RICHARD | I | SHEETS SMITH WEALTH MANAGEMENT | D | |
| SHEETS, JOHN, RICHARD | I | SHEETS SMITH WEALTH MANAGEMENT | D | |
| SHEETS, JOHN, RICHARD | I | SHEETS SMITH WEALTH MANAGEMENT | D | |
| SHEETS, JOHN, RICHARD | I | SHEETS SMITH WEALTH MANAGEMENT | D | |
| SHEETS, JOHN, RICHARD | I | SHEETS SMITH WEALTH MANAGEMENT | D | |
| SHEETS, JOHN, RICHARD | I | SHEETS SMITH WEALTH MANAGEMENT | D |
Registrations
Federal
IA
Aug 18, 2025 REGISTERED
Notice Filings (2)
NC TX
Address
5600 NW CENTRAL DRIVESUITE 221
HOUSTON, TX 77092
United States
Phone: 346-867-8606