SOVEREIGN FINANCIAL GROUP, INC.
CRD #294314 SEC #801-114529 STAMFORD, CT (888) 765-8180
SEC Registered
Total AUM
$882.7M
Discretionary
$850.2M
Employees
26
Clients
1
Accounts
3,304
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Dec 2025 | $882.7M | $850.2M | $32.5M | 26 | 42 |
| Oct 2025 | $882.7M | $850.2M | $32.5M | 26 | 42 |
| Aug 2025 | $882.7M | $850.2M | $32.5M | 26 | 42 |
| Jun 2025 | $882.7M | $850.2M | $32.5M | 26 | 42 |
| Jun 2025 | $882.7M | $850.2M | $32.5M | 26 | 42 |
| Jun 2025 | $882.7M | $850.2M | $32.5M | 26 | 42 |
| Apr 2025 | $882.7M | $850.2M | $32.5M | 24 | 42 |
| Mar 2025 | $882.7M | $850.2M | $32.5M | 24 | 42 |
| Feb 2025 | $716.9M | $688.6M | $28.3M | 24 | 56 |
| Feb 2025 | $716.9M | $688.6M | $28.3M | 24 | 56 |
| Feb 2025 | $716.9M | $688.6M | $28.3M | 24 | 56 |
| Nov 2024 | $716.9M | $688.6M | $28.3M | 24 | 56 |
| Oct 2024 | $716.9M | $688.6M | $28.3M | 24 | 56 |
| May 2024 | $716.9M | $688.6M | $28.3M | 24 | 56 |
| Apr 2024 | $716.9M | $688.6M | $28.3M | 24 | 56 |
| Apr 2024 | $716.9M | $688.6M | $28.3M | 24 | 56 |
| Mar 2024 | $716.9M | $688.6M | $28.3M | 24 | 56 |
| Jan 2024 | $599.5M | $545.7M | $53.8M | 22 | 137 |
| Jan 2024 | $599.5M | $545.7M | $53.8M | 22 | 137 |
| Nov 2023 | $599.5M | $545.7M | $53.8M | 22 | 137 |
| Nov 2023 | $599.5M | $545.7M | $53.8M | 22 | 137 |
| Oct 2023 | $599.5M | $545.7M | $53.8M | 22 | 137 |
| Jul 2023 | $599.5M | $545.7M | $53.8M | 22 | 137 |
| Jun 2023 | $599.5M | $545.7M | $53.8M | 22 | 137 |
| Apr 2023 | $599.5M | $545.7M | $53.8M | 21 | 137 |
| Mar 2023 | $599.5M | $545.7M | $53.8M | 21 | 137 |
| Mar 2023 | $589.1M | $536.2M | $52.9M | 17 | 17 |
| Oct 2022 | $589.1M | $536.2M | $52.9M | 17 | 17 |
| Oct 2022 | $589.1M | $536.2M | $52.9M | 17 | 17 |
| Jul 2022 | $589.1M | $536.2M | $52.9M | 17 | 17 |
| Mar 2022 | $589.1M | $536.2M | $52.9M | 17 | 17 |
| Feb 2022 | $482.7M | $426.7M | $56M | 13 | 32 |
| Feb 2022 | $482.7M | $426.7M | $56M | 13 | 32 |
| Dec 2021 | $482.7M | $426.7M | $56M | 13 | 32 |
| Aug 2021 | $482.7M | $426.7M | $56M | 13 | 32 |
| May 2021 | $482.7M | $426.7M | $56M | 13 | 32 |
| Mar 2021 | $482.7M | $426.7M | $56M | 13 | 32 |
| Feb 2021 | $482.7M | $426.7M | $56M | 6 | 2 |
| Jan 2021 | $269M | $254.2M | $14.8M | 6 | 2 |
| Oct 2020 | $269M | $254.2M | $14.8M | 6 | 2 |
| Jul 2020 | $269M | $254.2M | $14.8M | 6 | 2 |
| Jun 2020 | $221.9M | $208.5M | $13.4M | 6 | 2 |
| Mar 2020 | $221.9M | $208.5M | $13.4M | 6 | 2 |
| Jul 2019 | $197.2M | $184.2M | $13.1M | 3 | 1 |
| May 2019 | $197.2M | $184.2M | $13.1M | 3 | 1 |
| Feb 2019 | $0 | $0 | $0 | 3 | 0 |
| Jan 2019 | $0 | $0 | $0 | 3 | 0 |
| Jan 2019 | $0 | $0 | $0 | 3 | 0 |
| Jan 2019 | $0 | $0 | $0 | 3 | 0 |
| Jan 2019 | $0 | $0 | $0 | 4 | 0 |
| Jan 2019 | $0 | $0 | $0 | 4 | 0 |
| Jan 2019 | $0 | $0 | $0 | 4 | 0 |
| Dec 2018 | $0 | $0 | $0 | 4 | 0 |
DateDec 2025
Total AUM$882.7M
Discretionary$850.2M
Non-Disc.$32.5M
Employees26
Clients42
DateOct 2025
Total AUM$882.7M
Discretionary$850.2M
Non-Disc.$32.5M
Employees26
Clients42
DateAug 2025
Total AUM$882.7M
Discretionary$850.2M
Non-Disc.$32.5M
Employees26
Clients42
DateJun 2025
Total AUM$882.7M
Discretionary$850.2M
Non-Disc.$32.5M
Employees26
Clients42
DateJun 2025
Total AUM$882.7M
Discretionary$850.2M
Non-Disc.$32.5M
Employees26
Clients42
DateJun 2025
Total AUM$882.7M
Discretionary$850.2M
Non-Disc.$32.5M
Employees26
Clients42
DateApr 2025
Total AUM$882.7M
Discretionary$850.2M
Non-Disc.$32.5M
Employees24
Clients42
DateMar 2025
Total AUM$882.7M
Discretionary$850.2M
Non-Disc.$32.5M
Employees24
Clients42
DateFeb 2025
Total AUM$716.9M
Discretionary$688.6M
Non-Disc.$28.3M
Employees24
Clients56
DateFeb 2025
Total AUM$716.9M
Discretionary$688.6M
Non-Disc.$28.3M
Employees24
Clients56
DateFeb 2025
Total AUM$716.9M
Discretionary$688.6M
Non-Disc.$28.3M
Employees24
Clients56
DateNov 2024
Total AUM$716.9M
Discretionary$688.6M
Non-Disc.$28.3M
Employees24
Clients56
DateOct 2024
Total AUM$716.9M
Discretionary$688.6M
Non-Disc.$28.3M
Employees24
Clients56
DateMay 2024
Total AUM$716.9M
Discretionary$688.6M
Non-Disc.$28.3M
Employees24
Clients56
DateApr 2024
Total AUM$716.9M
Discretionary$688.6M
Non-Disc.$28.3M
Employees24
Clients56
DateApr 2024
Total AUM$716.9M
Discretionary$688.6M
Non-Disc.$28.3M
Employees24
Clients56
DateMar 2024
Total AUM$716.9M
Discretionary$688.6M
Non-Disc.$28.3M
Employees24
Clients56
DateJan 2024
Total AUM$599.5M
Discretionary$545.7M
Non-Disc.$53.8M
Employees22
Clients137
DateJan 2024
Total AUM$599.5M
Discretionary$545.7M
Non-Disc.$53.8M
Employees22
Clients137
DateNov 2023
Total AUM$599.5M
Discretionary$545.7M
Non-Disc.$53.8M
Employees22
Clients137
DateNov 2023
Total AUM$599.5M
Discretionary$545.7M
Non-Disc.$53.8M
Employees22
Clients137
DateOct 2023
Total AUM$599.5M
Discretionary$545.7M
Non-Disc.$53.8M
Employees22
Clients137
DateJul 2023
Total AUM$599.5M
Discretionary$545.7M
Non-Disc.$53.8M
Employees22
Clients137
DateJun 2023
Total AUM$599.5M
Discretionary$545.7M
Non-Disc.$53.8M
Employees22
Clients137
DateApr 2023
Total AUM$599.5M
Discretionary$545.7M
Non-Disc.$53.8M
Employees21
Clients137
DateMar 2023
Total AUM$599.5M
Discretionary$545.7M
Non-Disc.$53.8M
Employees21
Clients137
DateMar 2023
Total AUM$589.1M
Discretionary$536.2M
Non-Disc.$52.9M
Employees17
Clients17
DateOct 2022
Total AUM$589.1M
Discretionary$536.2M
Non-Disc.$52.9M
Employees17
Clients17
DateOct 2022
Total AUM$589.1M
Discretionary$536.2M
Non-Disc.$52.9M
Employees17
Clients17
DateJul 2022
Total AUM$589.1M
Discretionary$536.2M
Non-Disc.$52.9M
Employees17
Clients17
DateMar 2022
Total AUM$589.1M
Discretionary$536.2M
Non-Disc.$52.9M
Employees17
Clients17
DateFeb 2022
Total AUM$482.7M
Discretionary$426.7M
Non-Disc.$56M
Employees13
Clients32
DateFeb 2022
Total AUM$482.7M
Discretionary$426.7M
Non-Disc.$56M
Employees13
Clients32
DateDec 2021
Total AUM$482.7M
Discretionary$426.7M
Non-Disc.$56M
Employees13
Clients32
DateAug 2021
Total AUM$482.7M
Discretionary$426.7M
Non-Disc.$56M
Employees13
Clients32
DateMay 2021
Total AUM$482.7M
Discretionary$426.7M
Non-Disc.$56M
Employees13
Clients32
DateMar 2021
Total AUM$482.7M
Discretionary$426.7M
Non-Disc.$56M
Employees13
Clients32
DateFeb 2021
Total AUM$482.7M
Discretionary$426.7M
Non-Disc.$56M
Employees6
Clients2
DateJan 2021
Total AUM$269M
Discretionary$254.2M
Non-Disc.$14.8M
Employees6
Clients2
DateOct 2020
Total AUM$269M
Discretionary$254.2M
Non-Disc.$14.8M
Employees6
Clients2
DateJul 2020
Total AUM$269M
Discretionary$254.2M
Non-Disc.$14.8M
Employees6
Clients2
DateJun 2020
Total AUM$221.9M
Discretionary$208.5M
Non-Disc.$13.4M
Employees6
Clients2
DateMar 2020
Total AUM$221.9M
Discretionary$208.5M
Non-Disc.$13.4M
Employees6
Clients2
DateJul 2019
Total AUM$197.2M
Discretionary$184.2M
Non-Disc.$13.1M
Employees3
Clients1
DateMay 2019
Total AUM$197.2M
Discretionary$184.2M
Non-Disc.$13.1M
Employees3
Clients1
DateFeb 2019
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees3
Clients0
DateJan 2019
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees3
Clients0
DateJan 2019
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees3
Clients0
DateJan 2019
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees3
Clients0
DateJan 2019
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees4
Clients0
DateJan 2019
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees4
Clients0
DateJan 2019
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees4
Clients0
DateDec 2018
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees4
Clients0