PHASE 3 CAPITAL MANAGEMENT LLC
CRD #294408 SEC #801-113155 BOCA RATON, FL 312-858-3800
SEC Registered Private Funds
Total AUM
$2.8B
Discretionary
$2.8B
Employees
9
Clients
--
Accounts
7
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 29, 2025
- Branch Offices
- 1
- LEI
- 549300FZMQKDNRI5E265
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALWAN, KARIM, SAID | I | PORTFOLIO MANAGER, FOUNDING PRINCIPAL, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ALWAN, KARIM, SAID | I | PORTFOLIO MANAGER, FOUNDING PRINCIPAL, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| ALWAN, KARIM, SAID | I | PORTFOLIO MANAGER, AND FOUNDING PRINCIPAL | NA | Control |
| ALWAN, KARIM, SAID | I | PORTFOLIO MANAGER, AND FOUNDING PRINCIPAL | NA | Control |
| ALWAN, KARIM, SAID | I | PORTFOLIO MANAGER, AND FOUNDING PRINCIPAL | NA | Control |
| ALWAN, KARIM, SAID | I | PORTFOLIO MANAGER, AND FOUNDING PRINCIPAL | NA | Control |
| ALWAN, KARIM, SAID | I | PORTFOLIO MANAGER, AND FOUNDING PRINCIPAL | NA | Control |
| ALWAN, KARIM, SAID | I | PORTFOLIO MANAGER, AND FOUNDING PRINCIPAL | NA | Control |
| ALWAN, KARIM, SAID | I | PORTFOLIO MANAGER, AND FOUNDING PRINCIPAL | NA | Control |
| ALWAN, KARIM, SAID | I | PORTFOLIO MANAGER, AND FOUNDING PRINCIPAL | NA | Control |
| ALWAN, KARIM, SAID | I | PORTFOLIO MANAGER, AND FOUNDING PRINCIPAL | NA | Control |
| ALWAN, KARIM, SAID | I | PORTFOLIO MANAGER, AND FOUNDING PRINCIPAL | NA | Control |
| ALWAN, KARIM, SAID | I | PORTFOLIO MANAGER, AND FOUNDING PRINCIPAL | NA | Control |
| ALWAN, KARIM, SAID | I | PORTFOLIO MANAGER, AND FOUNDING PRINCIPAL | NA | Control |
| ALWAN, KARIM, SAID | I | PORTFOLIO MANAGER, AND FOUNDING PRINCIPAL | NA | Control |
| HOOVER, SHANE, BRADLEY | I | PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | NA | Control |
| HOOVER, SHANE, BRADLEY | I | PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | NA | Control |
| HOOVER, SHANE, BRADLEY | I | PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | NA | Control |
| HOOVER, SHANE, BRADLEY | I | PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | NA | Control |
| HOOVER, SHANE, BRADLEY | I | PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | NA | Control |
| HOOVER, SHANE, BRADLEY | I | PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | NA | Control |
| HOOVER, SHANE, BRADLEY | I | PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | NA | Control |
| HOOVER, SHANE, BRADLEY | I | PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | NA | Control |
| HOOVER, SHANE, BRADLEY | I | PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | NA | Control |
| HOOVER, SHANE, BRADLEY | I | PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | NA | Control |
| HOOVER, SHANE, BRADLEY | I | PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | NA | Control |
| HOOVER, SHANE, BRADLEY | I | PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | NA | Control |
| HOOVER, SHANE, BRADLEY | I | PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | NA | Control |
| HOOVER, SHANE, BRADLEY | I | PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | NA | Control |
| HOOVER, SHANE, BRADLEY | I | PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | NA | Control |
| WHITE, ERIC MATTHEW | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITE, ERIC MATTHEW | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITE, ERIC MATTHEW | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITE, ERIC MATTHEW | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITE, ERIC MATTHEW | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITE, ERIC MATTHEW | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITE, ERIC MATTHEW | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITE, ERIC MATTHEW | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITE, ERIC MATTHEW | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITE, ERIC MATTHEW | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITE, ERIC MATTHEW | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITE, ERIC MATTHEW | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| WHITE, ERIC MATTHEW | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| YOUDERIAN, ETHAN, SCOTT | I | FOUNDER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| YOUDERIAN, ETHAN, SCOTT | I | FOUNDER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| YOUDERIAN, ETHAN, SCOTT | I | FOUNDER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| YOUDERIAN, ETHAN, SCOTT | I | FOUNDER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| YOUDERIAN, ETHAN, SCOTT | I | FOUNDER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| YOUDERIAN, ETHAN, SCOTT | I | FOUNDER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| YOUDERIAN, ETHAN, SCOTT | I | FOUNDER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| YOUDERIAN, ETHAN, SCOTT | I | FOUNDER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| YOUDERIAN, ETHAN, SCOTT | I | FOUNDER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| YOUDERIAN, ETHAN, SCOTT | I | FOUNDER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| YOUDERIAN, ETHAN, SCOTT | I | FOUNDER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| YOUDERIAN, ETHAN, SCOTT | I | FOUNDER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| YOUDERIAN, ETHAN, SCOTT | I | FOUNDER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| YOUDERIAN, ETHAN, SCOTT | I | FOUNDER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| YOUDERIAN, ETHAN, SCOTT | I | FOUNDER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PHASE 3 HOLDINGS LP | DE | SOLE SHAREHOLDER | E | Control |
| PHASE 3 HOLDINGS LP | DE | SOLE SHAREHOLDER | E | Control |
| PHASE 3 HOLDINGS LP | DE | SOLE SHAREHOLDER | E | Control |
| PHASE 3 HOLDINGS LP | DE | SOLE SHAREHOLDER | E | Control |
| PHASE 3 HOLDINGS LP | DE | SOLE SHAREHOLDER | E | Control |
| PHASE 3 HOLDINGS LP | DE | SOLE SHAREHOLDER | E | Control |
| PHASE 3 HOLDINGS LP | DE | SOLE SHAREHOLDER | E | Control |
| PHASE 3 HOLDINGS LP | DE | SOLE SHAREHOLDER | E | Control |
| PHASE 3 HOLDINGS LP | DE | SOLE SHAREHOLDER | E | Control |
| PHASE 3 HOLDINGS LP | DE | SOLE SHAREHOLDER | E | Control |
| PHASE 3 HOLDINGS LP | DE | SOLE SHAREHOLDER | E | Control |
| PHASE 3 HOLDINGS LP | DE | SOLE SHAREHOLDER | E | Control |
| PHASE 3 HOLDINGS LP | DE | SOLE SHAREHOLDER | E | Control |
| PHASE 3 HOLDINGS LP | DE | SOLE SHAREHOLDER | E | Control |
| PHASE 3 HOLDINGS LP | DE | SOLE SHAREHOLDER | E | Control |
| YOUDERIAN, ETHAN, SCOTT | I | FOUNDER, CHIEF INVESTMENT OFFICER, AND CHIEF EXECUTIVE OFFICER | D | Control |
| ALWAN, KARIM, SAID | I | PORTFOLIO MANAGER, FOUNDING PRINCIPAL, AND CHIEF COMPLIANCE OFFICER | B | Control |
| HOOVER, SHANE, BRADLEY | I | PORTFOLIO MANAGER AND FOUNDING PRINCIPAL | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PHASE 3 GP LLC | DE | PHASE 3 HOLDINGS LP | F | Control |
| PHASE 3 GP LLC | DE | PHASE 3 HOLDINGS LP | F | Control |
| PHASE 3 GP LLC | DE | PHASE 3 HOLDINGS LP | F | Control |
| PHASE 3 GP LLC | DE | PHASE 3 HOLDINGS LP | F | Control |
| PHASE 3 GP LLC | DE | PHASE 3 HOLDINGS LP | F | Control |
| PHASE 3 GP LLC | DE | PHASE 3 HOLDINGS LP | F | Control |
| PHASE 3 GP LLC | DE | PHASE 3 HOLDINGS LP | F | Control |
| PHASE 3 GP LLC | DE | PHASE 3 HOLDINGS LP | F | Control |
| PHASE 3 GP LLC | DE | PHASE 3 HOLDINGS LP | F | Control |
| PHASE 3 GP LLC | DE | PHASE 3 HOLDINGS LP | F | Control |
| PHASE 3 GP LLC | DE | PHASE 3 HOLDINGS LP | F | Control |
| PHASE 3 GP LLC | DE | PHASE 3 HOLDINGS LP | F | Control |
| PHASE 3 GP LLC | DE | PHASE 3 HOLDINGS LP | F | Control |
| YOUDERIAN, ETHAN, SCOTT | I | PHASE 3 HOLDINGS LP | D | Control |
| YOUDERIAN, ETHAN, SCOTT | I | PHASE 3 HOLDINGS LP | D | Control |
| YOUDERIAN, ETHAN, SCOTT | I | PHASE 3 HOLDINGS LP | D | Control |
| YOUDERIAN, ETHAN, SCOTT | I | PHASE 3 HOLDINGS LP | D | Control |
| YOUDERIAN, ETHAN, SCOTT | I | PHASE 3 HOLDINGS LP | D | Control |
| YOUDERIAN, ETHAN, SCOTT | I | PHASE 3 HOLDINGS LP | D | Control |
| YOUDERIAN, ETHAN, SCOTT | I | PHASE 3 HOLDINGS LP | D | Control |
| YOUDERIAN, ETHAN, SCOTT | I | PHASE 3 HOLDINGS LP | D | Control |
| YOUDERIAN, ETHAN, SCOTT | I | PHASE 3 HOLDINGS LP | D | Control |
| YOUDERIAN, ETHAN, SCOTT | I | PHASE 3 HOLDINGS LP | D | Control |
| YOUDERIAN, ETHAN, SCOTT | I | PHASE 3 HOLDINGS LP | D | Control |
| YOUDERIAN, ETHAN, SCOTT | I | PHASE 3 HOLDINGS LP | D | Control |
| YOUDERIAN, ETHAN, SCOTT | I | PHASE 3 HOLDINGS LP | D | Control |
Registrations
Federal
IA
Apr 29, 2025 REGISTERED
Notice Filings (2)
FL IL
Address
6501 CONGRESS AVENUESUITE 220
BOCA RATON, FL 33487
United States
Phone: 312-858-3800