FUSION FINANCIAL ADVISORS LLC
Legal name: FUSION.FINANCIAL
CRD #294415 SEC #801-113298 SAN RAMON, CA 9252352062 EXT 2
SEC Registered
Total AUM
--
Discretionary
--
Employees
4
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 27, 2018
- Branch Offices
- 1
- LEI
- 254900M6P4SB3SB78L47
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KARIR, VISHAL, ARUNKUMAR | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KARIR, VISHAL, ARUNKUMAR | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SCHLEIFER, JUSTIN, HAYES | I | CHIEF COMPLIANCE OFFICER | NA | |
| lavine, aiko, nomura | I | CEO | NA | Control |
| FUSION US HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| FUSION US HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| FUSION US HOLDINGS, INC. | DE | SOLE SHAREHOLDER | E | Control |
| CORLISS, STEPHEN, FREDERICK | I | BOARD MEMBER, GENERAL MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| CORLISS, STEPHEN, FREDERICK | I | BOARD MEMBER, GENERAL MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| lavine, adam | I | FUSION US HOLDINGS, INC. | C | Control |
| lavine, adam | I | FUSION US HOLDINGS, INC. | C | Control |
| lavine, adam | I | FUSION US HOLDINGS, INC. | C | Control |
| lavine, aiko, nomura | I | FUSION US HOLDINGS, INC. | C | Control |
| lavine, aiko, nomura | I | FUSION US HOLDINGS, INC. | C | Control |
| lavine, aiko, nomura | I | FUSION US HOLDINGS, INC. | C | Control |
| lavine, shingo, isaac | I | FUSION US HOLDINGS, INC. | C | Control |
| lavine, shingo, isaac | I | FUSION US HOLDINGS, INC. | C | Control |
| lavine, shingo, isaac | I | FUSION US HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Dec 27, 2018 REGISTERED
Notice Filings (52)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VI VT WA WI WV
Address
2010 CROW CANYON PLACESUITE 100
SAN RAMON, CA 94583
United States
Phone: 9252352062 EXT 2