EAGLE ROCK INSTITUTIONAL, LLC
CRD #294979 SEC #801-113138 RANCOCAS, NJ 609-642-4200
SEC Registered
Total AUM
--
Discretionary
--
Employees
4
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 24, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOOD, ANITA | I | PASSIVE OWNER | D | Control |
| SOOD, ANITA | I | PASSIVE OWNER | D | Control |
| SOOD, ANITA | I | PASSIVE OWNER | D | Control |
| SOOD, ANITA | I | PASSIVE OWNER | D | Control |
| EAGLE ROCK WEALTH MANAGEMENT, LLC | DE | OWNER | B | Control |
| EAGLE ROCK WEALTH MANAGEMENT, LLC | DE | OWNER | B | Control |
| EAGLE ROCK WEALTH MANAGEMENT, LLC | DE | OWNER | B | Control |
| SHEEHAN, JOY, ANN | I | CHIEF COMPLIANCE OFFICER | B | Control |
| SOOD, ASHISH | I | PORTFOLIO MANAGER | B | |
| WOJCZAK, THOMAS, EDWARD | I | SENIOR PORTFOLIO MANAGER | B | |
| WOJCZAK, THOMAS, EDWARD | I | SENIOR PORTFOLIO MANAGER | B | |
| WOJCZAK, THOMAS, EDWARD | I | SENIOR PORTFOLIO MANAGER | B | |
| WOJCZAK, THOMAS, EDWARD | I | SENIOR PORTFOLIO MANAGER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AYODELE, AKIN, JAMES | I | EAGLE ROCK WEALTH MANAGEMENT, LLC | D | Control |
| AYODELE, AKIN, JAMES | I | EAGLE ROCK WEALTH MANAGEMENT, LLC | D | Control |
| AYODELE, AKIN, JAMES | I | EAGLE ROCK WEALTH MANAGEMENT, LLC | D | Control |
Registrations
Federal
IA
Jul 24, 2018 REGISTERED
Address
128 BRIDGE STREETSUITE 101
RANCOCAS, NJ 08073
United States
Phone: 609-642-4200