RIA Intelligence

WESTLAKE WEALTH MANAGEMENT, LLC

CRD #295033 SEC #801-113142 ROANOKE, TX 6828886144
SEC Registered
Total AUM
$16M
Discretionary
$16M
Employees
4
Clients
51
Accounts
146

Firm Details

Organization Type
Limited Liability Company
State of Formation
Texas
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 20, 2019
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
Fessler, Michael, DeanIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERD Control
Fessler, Michael, DeanIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERD Control
Fessler, Michael, DeanIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERD Control
Fessler, Michael, DeanIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERD Control
Fessler, Michael, DeanIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERD Control
Fessler, Michael, DeanIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERD Control
Fessler, Michael, DeanIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERD Control
Fessler, Michael, DeanIMANAGING MEMBER & CHIEF COMPLIANCE OFFICERD Control
MATTHEWS, JAMESIMANAGING MEMBER & CHIEF EXECUTIVE OFFICERD Control
MATTHEWS, JAMESIMANAGING MEMBER & CHIEF EXECUTIVE OFFICERD Control
MATTHEWS, JAMESIMANAGING MEMBER & CHIEF EXECUTIVE OFFICERD Control
Matthews, JRIMANAGING MEMBERD Control
Matthews, JRIMANAGING MEMBERD Control
Matthews, JRIMANAGING MEMBERD Control
Matthews, JRIMANAGING MEMBER & CHIEF EXECUTIVE OFFICERD Control
Matthews, JRIMANAGING MEMBERD Control

Registrations

Federal

IA
Mar 20, 2019 REGISTERED

Notice Filings (2)

AL TX

Address

310 S. OAK STREET, SUITE 208
ROANOKE, TX 76262
United States
Phone: 6828886144