TPW INVESTMENT MANAGEMENT LLC
Legal name: TPW INVESTMENT MANAGEMENT
CRD #295177 SEC #801-115258 NEW YORK, NY 212 426 6444
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
2
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 10, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PELOSKY, ROBERT, JOHN | I | MANAGER | NA | Control |
| PELOSKY, ROBERT, JOHN | I | MANAGER | NA | Control |
| J2Z ADVISORY LLC | DE | MEMBER | D | Control |
| J2Z ADVISORY LLC | DE | MEMBER | D | Control |
| GARDINER, JAMES | I | MEMBER | C | Control |
| GARDINER, JAMES | I | CHIEF COMPLIANCE OFFICER | C | Control |
| GARDINER, JAMES | I | MEMBER | C | Control |
| GARDINER, JAMES | I | CHIEF COMPLIANCE OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PELOSKY, ROBERT, JOHN | I | J2Z ADVISORY LLC | E | Control |
| PELOSKY, ROBERT, JOHN | I | J2Z ADVISORY LLC | E | Control |
Registrations
Federal
IA
Apr 10, 2019 REGISTERED
Notice Filings (1)
NY
Address
120 EAST 23RD STREET FL 5NEW YORK, NY 10010
United States
Phone: 212 426 6444