FNY INVESTMENT ADVISERS, LLC
CRD #295433 SEC #801-113067 NEW YORK, NY (212) 848-0600
SEC Registered Private Funds
Total AUM
$3.1B
Discretionary
$3.1B
Employees
134
Clients
0
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 28, 2025
- Branch Offices
- 3
- LEI
- 549300HCS45WS7ZBKS52
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABRAMSON, DAVID, STEVEN | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| ABRAMSON, DAVID, STEVEN | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| ABRAMSON, DAVID, STEVEN | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| ABRAMSON, DAVID, STEVEN | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| ABRAMSON, DAVID, STEVEN | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| ABRAMSON, DAVID, STEVEN | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| ABRAMSON, DAVID, STEVEN | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| ABRAMSON, DAVID, STEVEN | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| ABRAMSON, DAVID, STEVEN | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| ABRAMSON, DAVID, STEVEN | I | INVESTMENT COMMITTEE MEMBER | NA | Control |
| DI MARIA, FERDINAND, M | I | CHIEF RISK OFFICER | NA | Control |
| DI MARIA, FERDINAND, M | I | CHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER | NA | Control |
| DI MARIA, FERDINAND, M | I | CHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER | NA | Control |
| DI MARIA, FERDINAND, M | I | CHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER | NA | Control |
| DI MARIA, FERDINAND, M | I | CHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER | NA | Control |
| DI MARIA, FERDINAND, M | I | CHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER | NA | Control |
| DI MARIA, FERDINAND, M | I | CHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER | NA | Control |
| DI MARIA, FERDINAND, M | I | CHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER | NA | Control |
| DI MARIA, FERDINAND, M | I | CHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER | NA | Control |
| DI MARIA, FERDINAND, M | I | CHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER | NA | Control |
| DI MARIA, FERDINAND, M | I | CHIEF RISK OFFICER & INVESTMENT COMMITTEE MEMBER | NA | Control |
| ERRIGO, DONNA, ANN | I | CHIEF OPERATIONS OFFICERS AND CHIEF FINANCIAL OFFICER | NA | Control |
| ERRIGO, DONNA, ANN | I | CHIEF OPERATIONS OFFICERS AND CHIEF FINANCIAL OFFICER | NA | Control |
| ERRIGO, DONNA, ANN | I | CHIEF OPERATIONS OFFICERS AND CHIEF FINANCIAL OFFICER | NA | Control |
| ERRIGO, DONNA, ANN | I | CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ERRIGO, DONNA, ANN | I | CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ERRIGO, DONNA, ANN | I | CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ERRIGO, DONNA, ANN | I | CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ERRIGO, DONNA, ANN | I | CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ERRIGO, DONNA, ANN | I | CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ERRIGO, DONNA, ANN | I | CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ERRIGO, DONNA, ANN | I | CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ERRIGO, DONNA, ANN | I | CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ERRIGO, DONNA, ANN | I | CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| FISCHMAN, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHMAN, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHMAN, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHMAN, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHMAN, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHMAN, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHMAN, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHMAN, SHAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FISCHMAN, SHAWN | I | CHIEF COMPLIANCE OFFICER AND EXECUTIVE BOARD MEMBER | NA | Control |
| FISCHMAN, SHAWN | I | CHIEF COMPLIANCE OFFICER AND EXECUTIVE BOARD MEMBER | NA | Control |
| FISCHMAN, SHAWN | I | CHIEF COMPLIANCE OFFICER AND EXECUTIVE BOARD MEMBER | NA | Control |
| FISCHMAN, SHAWN | I | CHIEF COMPLIANCE OFFICER AND EXECUTIVE BOARD MEMBER | NA | Control |
| FISCHMAN, SHAWN | I | CHIEF COMPLIANCE OFFICER AND EXECUTIVE BOARD MEMBER | NA | Control |
| GESSER, MICHELE | I | CHIEF RISK OFFICER | NA | Control |
| GESSER, MICHELE | I | CHIEF RISK OFFICER | NA | Control |
| MOTSCHWILLER, DONALD, ERIC | I | MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE | NA | Control |
| MOTSCHWILLER, DONALD, ERIC | I | MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE | NA | Control |
| MOTSCHWILLER, DONALD, ERIC | I | MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE | NA | Control |
| MOTSCHWILLER, DONALD, ERIC | I | MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE | NA | Control |
| MOTSCHWILLER, DONALD, ERIC | I | MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE & EXECUTIVE BOARD | NA | Control |
| MOTSCHWILLER, DONALD, ERIC | I | MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE & EXECUTIVE BOARD | NA | Control |
| MOTSCHWILLER, DONALD, ERIC | I | MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE & EXECUTIVE BOARD | NA | Control |
| MOTSCHWILLER, DONALD, ERIC | I | MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE & EXECUTIVE BOARD | NA | Control |
| MOTSCHWILLER, DONALD, ERIC | I | MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE & EXECUTIVE BOARD | NA | Control |
| MOTSCHWILLER, DONALD, ERIC | I | MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE & EXECUTIVE BOARD | NA | Control |
| MOTSCHWILLER, DONALD, ERIC | I | MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE & EXECUTIVE BOARD | NA | Control |
| MOTSCHWILLER, DONALD, ERIC | I | MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE & EXECUTIVE BOARD | NA | Control |
| MOTSCHWILLER, DONALD, ERIC | I | MANAGING MEMBER, CEO AND CHAIR OF THE INVESTMENT COMMITTEE & EXECUTIVE BOARD | NA | Control |
| POLVERINO, SANDRO, M | I | CHIEF TECHNOLOGY OFFICER | NA | |
| POLVERINO, SANDRO, M | I | CHIEF TECHNOLOGY OFFICER | NA | |
| POLVERINO, SANDRO, M | I | CHIEF TECHNOLOGY OFFICER | NA | |
| POLVERINO, SANDRO, M | I | CHIEF TECHNOLOGY OFFICER | NA | |
| POLVERINO, SANDRO, M | I | CHIEF TECHNOLOGY OFFICER | NA | |
| POLVERINO, SANDRO, M | I | CHIEF TECHNOLOGY OFFICER | NA | |
| POLVERINO, SANDRO, M | I | CHIEF TECHNOLOGY OFFICER | NA | |
| POLVERINO, SANDRO, M | I | CHIEF TECHNOLOGY OFFICER | NA | |
| POLVERINO, SANDRO, M | I | CHIEF TECHNOLOGY OFFICER | NA | |
| POLVERINO, SANDRO, M | I | CHIEF TECHNOLOGY OFFICER | NA | |
| POLVERINO, SANDRO, M | I | CHIEF TECHNOLOGY OFFICER | NA | |
| POLVERINO, SANDRO, M | I | CHIEF TECHNOLOGY OFFICER | NA | |
| POLVERINO, SANDRO, M | I | CHIEF TECHNOLOGY OFFICER | NA | |
| FNY HOLDINGS, LLC | DE | MEMBER | E | Control |
| FNY HOLDINGS, LLC | DE | MEMBER | E | Control |
| FNY HOLDINGS, LLC | DE | MEMBER | E | Control |
| FNY HOLDINGS, LLC | DE | MEMBER | E | Control |
| FNY HOLDINGS, LLC | DE | MEMBER | E | Control |
| FNY HOLDINGS, LLC | DE | MEMBER | E | Control |
| FNY HOLDINGS, LLC | DE | MEMBER | E | Control |
| FNY HOLDINGS, LLC | DE | MEMBER | E | Control |
| FNY HOLDINGS, LLC | DE | MEMBER | E | Control |
| FNY HOLDINGS, LLC | DE | MEMBER | E | Control |
| FNY HOLDINGS, LLC | DE | MEMBER | E | Control |
| FNY HOLDINGS, LLC | DE | MEMBER | E | Control |
| FNY HOLDINGS, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SHIMPFKY, JOSHUA | I | FNY HOLDINGS, LLC | F | Control |
| SHIMPFKY, JOSHUA | I | FNY HOLDINGS, LLC | F | Control |
| SHIMPFKY, JOSHUA | I | FNY HOLDINGS, LLC | F | Control |
| SHIMPFKY, JOSHUA | I | FNY HOLDINGS, LLC | F | Control |
| SHIMPFKY, JOSHUA | I | FNY HOLDINGS, LLC | F | Control |
| SHIMPFKY, JOSHUA | I | FNY HOLDINGS, LLC | F | Control |
| SHIMPFKY, JOSHUA | I | FNY HOLDINGS, LLC | F | Control |
| FRIEDMAN, MICHAEL, LAWRENCE | I | FNY HOLDINGS, LLC | C | |
| FRIEDMAN, MICHAEL, LAWRENCE | I | FNY HOLDINGS, LLC | C | |
| FRIEDMAN, MICHAEL, LAWRENCE | I | FNY HOLDINGS, LLC | C | |
| FRIEDMAN, MICHAEL, LAWRENCE | I | FNY HOLDINGS, LLC | C | |
| FRIEDMAN, MICHAEL, LAWRENCE | I | FNY HOLDINGS, LLC | C | |
| FRIEDMAN, MICHAEL, LAWRENCE | I | FNY HOLDINGS, LLC | C | |
| FRIEDMAN, MICHAEL, LAWRENCE | I | FNY HOLDINGS, LLC | C |
Registrations
Federal
IA
May 28, 2025 REGISTERED
Notice Filings (2)
FL TX
Address
1540 BROADWAYSUITE 1600
NEW YORK, NY 10036
United States
Phone: (212) 848-0600