CARLSON & COMPANY FINANCIAL SERVICES, LLC
Legal name: CARLSON FINANCIAL
CRD #295907 SEC #801-113595 TOPEKA, KS (844) 227-5766
SEC Registered
Total AUM
$546.7M
Discretionary
$546.7M
Employees
27
Clients
--
Accounts
3,315
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Kansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 30, 2025
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MOYLAN, DANIEL, EUGENE | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MULLER, THERESA, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| ORZOLEK, SUSANNAH, AMELIA | I | CHIEF OPERATIONS OFFICER | NA | Control |
| RINEHART, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER & FINANCIAL ADVISOR | NA | |
| RINEHART, SCOTT, MICHAEL | I | FINANCIAL ADVISOR | NA | |
| RINEHART, SCOTT, MICHAEL | I | FINANCIAL ADVISOR | NA | |
| RINEHART, SCOTT, MICHAEL | I | FINANCIAL ADVISOR | NA | |
| RINEHART, SCOTT, MICHAEL | I | CHIEF COMPLIANCE OFFICER & FINANCIAL ADVISOR | NA | |
| CARLSON FINANCIAL HOLDINGS | DE | OWNER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
| CARLSON, CARL, R | I | CHIEF EXECUTIVE OFFICER | E | Control |
Registrations
Federal
IA
Apr 30, 2025 REGISTERED
Notice Filings (7)
AR AZ CO KS SC TX VA
Address
1201 SW OAKLEY AVENUETOPEKA, KS 66604
United States
Phone: (844) 227-5766