OCEANWOOD CAPITAL LLC
CRD #296850 SEC #801-113215 NEW YORK, NY 4420 7758 5500
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
3
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- MAY
- Registration Date
- --
- Latest Filing
- Apr 12, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GATE, CHRISTOPHER, REGINALD | I | GROUP CHIEF INVESTMENT OFFICER | NA | Control |
| Timms, Richard, John | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OCEANWOOD HOLDINGS LLC | DE | CORPORATE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| OCEANWOOD HOLDINGS LIMITED | FE | OCEANWOOD HOLDINGS LLC | E | Control |
| LINK TRUSTEES (JERSEY) LIMITED | FE | OCEANWOOD HOLDINGS LLC | C | Control |
| LOBELIA PENSION PLAN | FE | OCEANWOOD HOLDINGS LLC | C | Control |
Registrations
Federal
IA
Apr 12, 2018 REGISTERED
Address
350 PARK AVENUENEW YORK, NY 10022
United States
Phone: 4420 7758 5500