WINSLOW, EVANS & CROCKER, INC.
CRD #29686 SEC #801-63905 BOSTON, MA 617-896-3500
SEC Registered Broker-Dealer Disclosures
Total AUM
$889.4M
Discretionary
$670M
Employees
49
Clients
11
Accounts
1,801
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 9, 2021
- Branch Offices
- 4
- LEI
- 549300EVLXSCM40LO982
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BERLINE, LEONID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULLY, ROBERT MALACHY | I | SENIOR VICE PRESIDENT DIRECTOR PRIVATE GROUP | NA | Control |
| CULVERWELL, DENIS MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| CULVERWELL, DENIS MICHAEL | I | CHIEF OPERATING OFFICER | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| DESENA, JOHN CHARLES | I | DIRECTOR | NA | Control |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| JULIAN, RAYMOND CHARLES | I | SENIOR VICE PRESIDENT. SHAREHOLDER | NA | |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LOHWATER, ROBERT LAWRENCE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT | NA | Control |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MCNEVIN, ALFRED CUTLER BARNES III | I | SENIOR VICE PRESIDENT | NA | |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| MULLEN, MICHAEL ANTHONY | I | CHAIRMAN. CEO | NA | Control |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| SBANO, VINCENT JOSEPH | I | SENIOR VICE PRESIDENT, RESIDENT MANAGER | NA | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | NA | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | NA | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | NA | |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| VON KRAUSE-WESTMACOTT, RENATE | I | PRINCIPAL FINANCIAL OFFICER. PRINCIPAL OPERATIONS OFFICER. FINANCIAL & OPERATIONS PRINCIPAL | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| WORMAN, GLENN CHARLES | I | DIRECTOR | NA | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| NATIONAL HOLDINGS CORPORATION | DE | SOLE SHAREHOLDER | E | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN & CHIEF FINANCIAL OFFICER | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN & CHIEF FINANCIAL OFFICER | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN & CHIEF FINANCIAL OFFICER | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, TINA BLAKELEY | I | CHAIRMAN | D | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| MALONEY, ROBERT BERNARD | I | PRESIDENT & CHIEF EXECUTIVE OFFICER | C | Control |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A | |
| STRIMAITIS, DAVID SCOTT | I | SENIOR VICE PRESIDENT. FIXED INCOME SALES | A |
Registrations
Federal
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Mar 9, 2021 REGISTERED
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