RIA Intelligence

CAPROCK PARTNERS MANAGEMENT, INC.

CRD #296925 SEC #801-114601 NEWPORT BEACH, CA 949-342-8000
SEC Registered Private Funds
Total AUM
$1.6B
Discretionary
$1.6B
Employees
54
Clients
--
Accounts
13

Firm Details

Organization Type
Corporation
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 28, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GILL, JAMES, MICHAELICCONA Control
GILL, JAMES, MICHAELICCONA Control
GILL, JAMES, MICHAELICCONA Control
GILL, JAMES, MICHAELICHIEF COMPLIANCE OFFICER AND VICE PRESIDENT OF FINANCENA Control
GILL, JAMES, MICHAELICHIEF COMPLIANCE OFFICER AND VICE PRESIDENT OF FINANCENA Control
GILL, JAMES, MICHAELICHIEF COMPLIANCE OFFICER AND VICE PRESIDENT OF FINANCENA Control
GILL, JAMES, MICHAELICHIEF COMPLIANCE OFFICER AND VICE PRESIDENT OF FINANCENA Control
GILL, JAMES, MICHAELICHIEF COMPLIANCE OFFICER AND VICE PRESIDENT OF FINANCENA Control
MOTICHKO, CRAIG, M.ICHIEF FINANCIAL OFFICERNA Control
MOTICHKO, CRAIG, M.ICHIEF FINANCIAL OFFICERNA Control
MOTICHKO, CRAIG, M.ICHIEF FINANCIAL OFFICERNA Control
MOTICHKO, CRAIG, M.ICHIEF FINANCIAL OFFICERNA Control
MOTICHKO, CRAIG, M.ICHIEF FINANCIAL OFFICERNA Control
MOTICHKO, CRAIG, M.ICHIEF FINANCIAL OFFICERNA Control
MOTICHKO, CRAIG, M.ICHIEF FINANCIAL OFFICERNA Control
DANIELS, PATRICK, BRAXTONICEOC Control
DANIELS, PATRICK, BRAXTONICEOC Control
DANIELS, PATRICK, BRAXTONICEOC Control
DANIELS, PATRICK, BRAXTONICEOC Control
DANIELS, PATRICK, BRAXTONICEOC Control
DANIELS, PATRICK, BRAXTONICEOC Control
DANIELS, PATRICK, BRAXTONICEOC Control
DANIELS, PATRICK, BRAXTONICEOC Control
PHARRIS, GERALD, NELSONICHAIRMANC Control
PHARRIS, GERALD, NELSONICHAIRMANC Control
PHARRIS, GERALD, NELSONICHAIRMANC Control
PHARRIS, GERALD, NELSONICHAIRMANC Control
PHARRIS, GERALD, NELSONICHAIRMANC Control
PHARRIS, GERALD, NELSONICHAIRMANC Control
PHARRIS, GERALD, NELSONICHAIRMANC Control
PHARRIS, GERALD, NELSONICHAIRMANC Control
Pharris, Jonathan, MichaelIPRESIDENTC Control
Pharris, Jonathan, MichaelIPRESIDENTC Control
Pharris, Jonathan, MichaelIPRESIDENTC Control
Pharris, Jonathan, MichaelIPRESIDENTC Control
Pharris, Jonathan, MichaelIPRESIDENTC Control
Pharris, Jonathan, MichaelIPRESIDENTC Control
Pharris, Jonathan, MichaelIPRESIDENTC Control
Pharris, Jonathan, MichaelIPRESIDENTC Control

Registrations

Federal

IA
Mar 28, 2025 REGISTERED

Notice Filings (1)

CA

Address

1300 DOVE STREET
SUITE 200
NEWPORT BEACH, CA 92660
United States
Phone: 949-342-8000