MAVEN CAPITAL, LLC
CRD #297219 SEC #801-113415 CHARLOTTE, NC 7049190439
SEC Registered
Total AUM
$11.9M
Discretionary
$11.9M
Employees
2
Clients
0
Accounts
42
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARCE, JOSEPH, PHILLIP | I | CCO | NA | |
| ARCE, JOSEPH, PHILLIP | I | CCO | NA | |
| ARCE, JOSEPH, PHILLIP | I | CCO | NA | |
| ARCE, JOSEPH, PHILLIP | I | CCO | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WESTBROOK, SARAH, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WESTBROOK, SARAH, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WESTBROOK, SARAH, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WESTBROOK, SARAH, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WESTBROOK, SARAH, MARGARET | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DWORSKY, LOUIS, DAVID | I | MANAGING DIRECTOR | E | Control |
| DWORSKY, LOUIS, DAVID | I | MANAGING DIRECTOR | E | Control |
| DWORSKY, LOUIS, DAVID | I | MANAGING DIRECTOR | E | Control |
| DWORSKY, LOUIS, DAVID | I | MANAGING DIRECTOR | E | Control |
| DWORSKY, LOUIS, DAVID | I | MANAGING DIRECTOR | E | Control |
| DWORSKY, LOUIS, DAVID | I | MANAGING DIRECTOR | E | Control |
| DWORSKY, LOUIS, DAVID | I | MANAGING DIRECTOR & CCO | E | Control |
| DWORSKY, LOUIS, DAVID | I | MANAGING DIRECTOR & CCO | E | Control |
| DWORSKY, LOUIS, DAVID | I | MANAGING DIRECTOR | E | Control |
| DWORSKY, LOUIS, DAVID | I | MANAGING DIRECTOR | D | Control |
| DWORSKY, LOUIS, DAVID | I | MANAGING DIRECTOR | D | Control |
| DWORSKY, LOUIS, DAVID | I | MANAGING DIRECTOR | D | Control |
| DWORSKY, LOUIS, DAVID | I | MANAGING DIRECTOR | D | Control |
| DWORSKY, LOUIS, DAVID | I | MANAGING DIRECTOR | D | Control |
| DWORSKY, LOUIS, DAVID | I | MANAGING DIRECTOR | D | Control |
| DWORSKY, LOUIS, DAVID | I | MANAGING DIRECTOR | D | Control |
| DWORSKY, LOUIS, DAVID | I | PARTNER | D | Control |
| DWORSKY, LOUIS, DAVID | I | PARTNER | D | Control |
| HINES, JEFFREY, RANDALL | I | MANAGING DIRECTOR | D | Control |
| HINES, JEFFREY, RANDALL | I | MANAGING DIRECTOR | D | Control |
| HINES, JEFFREY, RANDALL | I | MANAGING DIRECTOR | D | Control |
| HINES, JEFFREY, RANDALL | I | MANAGING MEMBER | D | Control |
| HINES, JEFFREY, RANDALL | I | MANAGING MEMBER | D | Control |
| HINES, JUSTIN, MICHAEL | I | MANAGING DIRECTOR | D | Control |
| HINES, JUSTIN, MICHAEL | I | MANAGING DIRECTOR | D | Control |
| HINES, JUSTIN, MICHAEL | I | MANAGING DIRECTOR | D | Control |
| HINES, JUSTIN, MICHAEL | I | MANAGING DIRECTOR | D | Control |
| HINES, JUSTIN, MICHAEL | I | MANAGING DIRECTOR | D | Control |
| ZERMATT HOLDINGS, LLC | DE | PARTNER | C | Control |
| ZERMATT HOLDINGS, LLC | DE | PARTNER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DWORSKY, LOUIS, DAVID | I | ZERMATT HOLDINGS, LLC | C | Control |
| DWORSKY, LOUIS, DAVID | I | ZERMATT HOLDINGS, LLC | C | Control |
Registrations
Federal
IA
Mar 31, 2022 REGISTERED
Notice Filings (1)
NC
Address
2813 COLTSGATE RD.SUITE 200
CHARLOTTE, NC 28211
United States
Phone: 7049190439