KAPLAN UNLIMITED INC.
CRD #297430 SEC #801-113528 GREAT NECK, NY (646) 979-3744
SEC Registered
Total AUM
$32.1M
Discretionary
$32.1M
Employees
1
Clients
0
Accounts
31
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 2, 2019
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Kaplan, Stewart | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Kaplan, Stewart | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Kaplan, Stewart | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Kaplan, Stewart | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Kaplan, Stewart | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Kaplan, Stewart | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Kaplan, Stewart | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| Kaplan, Stewart | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 2, 2019 REGISTERED
Notice Filings (1)
NY
Address
935 NORTHERN BLVDSUITE 203
GREAT NECK, NY 11021
United States
Phone: (646) 979-3744