ELLSWORTH ADVISORS, LLC
CRD #297464 SEC #801-113634 HUDSON, OH (234) 200-0703
SEC Registered Private Funds
Total AUM
$1.2B
Discretionary
$1.2B
Employees
16
Clients
251
Accounts
1,863
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 9, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAVANAUGH, MICHAEL, RYAN | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| CAVANAUGH, MICHAEL, RYAN | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| Clepper, Timothy, Banks | I | MANAGING PARTNER | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | PRESIDENT | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | PRESIDENT | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | PRESIDENT | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | PRESIDENT | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | PRESIDENT | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | PRESIDENT | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | PRESIDENT | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | PRESIDENT | NA | Control |
| KUENNEN, KELLY, MICHAEL | I | PRESIDENT | NA | Control |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Martin, Paul, A | I | CHIEF FINANCIAL OFFICER | NA | |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| Miele, Cameron, Shields | I | MANAGING DIRECTOR | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | MANAGING DIRECTOR | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | MANAGING DIRECTOR | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | MANAGING DIRECTOR | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHWAB, MICHELLE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
| ELLSWORTH ADVISORS HOLDINGS, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
| Kaulig, Matthew, John | I | ELLSWORTH ADVISORS HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Oct 9, 2025 REGISTERED
Notice Filings (17)
AL AZ CA CO FL GA IN MA MI NC NH NY OH PA SC TX VA
Address
1764 GEORGETOWN ROADHUDSON, OH 44236
United States
Phone: (234) 200-0703