FERGUSON SHAPIRO LLC
CRD #297555 SEC #801-113581 DECATUR, GA (404) 567-6771
SEC Registered
Total AUM
$361.8M
Discretionary
$360M
Employees
10
Clients
101
Accounts
968
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 28, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Florence, Ryan, James | I | PRINCIPAL | NA | Control |
| WEEKS, KYLE, AARON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEEKS, KYLE, AARON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| WEEKS, KYLE, AARON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| FERGUSON, KEVIN, MICHAEL | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | E | Control |
| SECURITIES COMPLIANCE MANAGEMENT, INC. | DE | OWNER | E | Control |
| SECURITIES COMPLIANCE MANAGEMENT, INC. | DE | OWNER | E | Control |
| SECURITIES COMPLIANCE MANAGEMENT, INC. | DE | OWNER | E | Control |
| SECURITIES COMPLIANCE MANAGEMENT, INC. | DE | OWNER | E | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
| SHAPIRO, MAURY, ALAN | I | PARTNER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WEEKS, KYLE, AARON | I | SECURITIES COMPLIANCE MANAGEMENT, INC. | E | Control |
| WEEKS, KYLE, AARON | I | SECURITIES COMPLIANCE MANAGEMENT, INC. | E | Control |
| WEEKS, KYLE, AARON | I | SECURITIES COMPLIANCE MANAGEMENT, INC. | E | Control |
Registrations
Federal
IA
Aug 28, 2025 REGISTERED
Notice Filings (9)
AL CA FL GA LA NC NH NY TX
Address
120 N CANDLER ST#2
DECATUR, GA 30030
United States
Phone: (404) 567-6771