TRIAD INVESTMENT MANAGMENT, LLC
Legal name: TRIAD INVESTMENT MANAGEMENT
CRD #297699 SEC #801-114425 ISSAQUAH, WA 425-392-2200
SEC Registered
Total AUM
$700.5M
Discretionary
$398M
Employees
8
Clients
--
Accounts
2,747
Firm Details
- Organization Type
- Corporation
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2022
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KIM, RANDALL, WANER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, RANDALL, WANER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, RANDALL, WANER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, RANDALL, WANER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, RANDALL, WANER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, RANDALL, WANER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, RANDALL, WANER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, RANDALL, WANER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, RANDALL, WANER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, RANDALL, WANER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, RANDALL, WANER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIM, RANDALL, WANER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LANE, TAIT, CHRISTOPHER | I | PRESIDENT AND OWNER | E | Control |
| LANE, TAIT, CHRISTOPHER | I | PRESIDENT AND OWNER | E | Control |
| LANE, TAIT, CHRISTOPHER | I | PRESIDENT AND OWNER | E | Control |
| LANE, TAIT, CHRISTOPHER | I | PRESIDENT AND OWNER | E | Control |
| LANE, TAIT, CHRISTOPHER | I | PRESIDENT AND OWNER | E | Control |
| LANE, TAIT, CHRISTOPHER | I | PRESIDENT AND OWNER | E | Control |
| LANE, TAIT, CHRISTOPHER | I | PRESIDENT AND OWNER | E | Control |
| LANE, TAIT, CHRISTOPHER | I | PRESIDENT AND OWNER | E | Control |
| LANE, TAIT, CHRISTOPHER | I | PRESIDENT AND OWNER | E | Control |
| LANE, TAIT, CHRISTOPHER | I | PRESIDENT AND OWNER | E | Control |
| LANE, TAIT, CHRISTOPHER | I | PRESIDENT AND OWNER | E | Control |
| LANE, TAIT, CHRISTOPHER | I | PRESIDENT AND OWNER | E | Control |
Registrations
Federal
IA
Mar 28, 2022 REGISTERED
Notice Filings (12)
AZ CA CO FL ID IL NC NM NV OR TX WA
Address
195 NE GILMAN BLVD.SUITE 101
ISSAQUAH, WA 98027
United States
Phone: 425-392-2200