FOCUS WEALTH PLANNING INC
Legal name: FOCUS FINANCIAL ADVISORS
CRD #297806 SEC #801-113955 ROCKFORD, IL 815-633-8844
SEC Registered
Total AUM
$127.4M
Discretionary
$127.4M
Employees
3
Clients
51
Accounts
172
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 21, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALDRICH, JON, L | I | PRESIDENT | NA | Control |
| ALDRICH, JON, L | I | PRESIDENT | NA | Control |
| ALDRICH, JON, L | I | PRESIDENT | NA | Control |
| ALDRICH, JON, L | I | PRESIDENT | NA | Control |
| ALDRICH, JON, L | I | PRESIDENT | NA | Control |
| ALDRICH, JON, L | I | PRESIDENT | NA | Control |
| ALDRICH, JON, L | I | PRESIDENT | NA | Control |
| ALDRICH, JON, L | I | PRESIDENT | NA | Control |
| ALDRICH, JON, L | I | PRESIDENT | NA | Control |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| WHITMAN, MARTHA, L | I | CHIEF COMPLIANCE OFFICER | NA | |
| ALDRICH, JON, L | I | PRESIDENT | E | Control |
| REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | DE | OWNER | E | |
| REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | DE | OWNER | E | |
| REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | DE | OWNER | E | |
| REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | DE | OWNER | E | |
| REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | DE | OWNER | E | |
| REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | DE | OWNER | E | |
| REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | DE | OWNER | E | |
| REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | DE | OWNER | E | |
| REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | DE | OWNER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ALDRICH, JON, L | I | REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | F | Control |
| ALDRICH, JON, L | I | REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | F | Control |
| ALDRICH, JON, L | I | REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | F | Control |
| ALDRICH, JON, L | I | REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | F | Control |
| ALDRICH, JON, L | I | REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | F | Control |
| ALDRICH, JON, L | I | REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | F | Control |
| ALDRICH, JON, L | I | REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | F | Control |
| ALDRICH, JON, L | I | REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | F | Control |
| ALDRICH, JON, L | I | REVOCABLE DECLARATION OF TRUST FOR JON L. ALDRICH | F | Control |
Registrations
Federal
IA
Mar 21, 2024 REGISTERED
Notice Filings (6)
FL IL LA MN TX WI
Address
6870 ROTE ROADSUITE 101
ROCKFORD, IL 61107-2690
United States
Phone: 815-633-8844