LIVE OAK PRIVATE WEALTH, LLC
CRD #297904 SEC #801-113818 WILMINGTON, NC (844) 469-5679
SEC Registered
Total AUM
$1.1B
Discretionary
$1.1B
Employees
12
Clients
101
Accounts
1,086
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 8, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BASINGER, ANDREW, MARSHALL | I | CEO | NA | Control |
| BASINGER, ANDREW, MARSHALL | I | CEO | NA | Control |
| BASINGER, ANDREW, MARSHALL | I | CEO | NA | Control |
| BASINGER, ANDREW, MARSHALL | I | CEO | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CAINES, STEVEN, BRETT | I | MANAGER AND CHIEF FINANCIAL OFFICER | NA | Control |
| CARROLL, JASON, AARON | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CARROLL, JASON, AARON | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CARROLL, JASON, AARON | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CARROLL, JASON, AARON | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CARROLL, JASON, AARON | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CARROLL, JASON, AARON | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CARROLL, JASON, AARON | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CARROLL, JASON, AARON | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| COLEMAN, JOHN, WILLIAM | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| CUSTER, SCOTT, MEREDITH | I | MANAGER | NA | Control |
| CUSTER, SCOTT, MEREDITH | I | MANAGER | NA | Control |
| CUSTER, SCOTT, MEREDITH | I | MANAGER | NA | Control |
| JANSON, SUSAN, NICETA | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JANSON, SUSAN, NICETA | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JANSON, SUSAN, NICETA | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JANSON, SUSAN, NICETA | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JANSON, SUSAN, NICETA | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JANSON, SUSAN, NICETA | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JANSON, SUSAN, NICETA | I | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| JANSON, SUSAN, NICETA | I | CEO / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| JANSON, SUSAN, NICETA | I | CEO / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| JANSON, SUSAN, NICETA | I | CEO / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| JANSON, SUSAN, NICETA | I | CEO / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| JANSON, SUSAN, NICETA | I | CEO / MANAGING DIRECTOR / CHIEF COMPLIANCE OFFICER | NA | Control |
| JOLLEY, FRANK, GEHMAN | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JOLLEY, FRANK, GEHMAN | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JOLLEY, FRANK, GEHMAN | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JOLLEY, FRANK, GEHMAN | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JOLLEY, FRANK, GEHMAN | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JOLLEY, FRANK, GEHMAN | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JOLLEY, FRANK, GEHMAN | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JOLLEY, FRANK, GEHMAN | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JOLLEY, FRANK, GEHMAN | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JOLLEY, FRANK, GEHMAN | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JOLLEY, FRANK, GEHMAN | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JOLLEY, FRANK, GEHMAN | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JOLLEY, FRANK, GEHMAN | I | CO-CHIEF INVESTMENT OFFICER | NA | Control |
| JONES, CORY, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JONES, CORY, WAYNE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| MAHAN, JAMES, SLAUGHTER | I | MANAGER | NA | Control |
| PHIFER, WALTER, JEFFREY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PHIFER, WALTER, JEFFREY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PHIFER, WALTER, JEFFREY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PHIFER, WALTER, JEFFREY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SAPP, TERRY, WEBB | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAPP, TERRY, WEBB | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAPP, TERRY, WEBB | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SAPP, TERRY, WEBB | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SEWARD, GREGORY, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| SEWARD, GREGORY, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| SEWARD, GREGORY, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| SEWARD, GREGORY, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| SEWARD, GREGORY, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| SEWARD, GREGORY, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| SEWARD, GREGORY, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| SEWARD, GREGORY, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| SEWARD, GREGORY, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| SEWARD, GREGORY, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| SEWARD, GREGORY, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| SEWARD, GREGORY, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| SEWARD, GREGORY, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| SEWARD, GREGORY, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| SEWARD, GREGORY, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| SEWARD, GREGORY, WILLIAM | I | GENERAL COUNSEL | NA | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
| LIVE OAK BANKING COMPANY | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
| LIVE OAK BANCSHARES, INC. | DE | LIVE OAK BANKING COMPANY | E | Control |
Registrations
Federal
IA
Oct 8, 2025 REGISTERED
Notice Filings (7)
FL GA KY NC SC TX VA
Address
1741 TIBURON DRIVEWILMINGTON, NC 28403
United States
Phone: (844) 469-5679