AUSPICIOUS FINANCIAL PLANNING, LLC
CRD #297962 SEC #801-113980 SAN RAMON, CA 925-355-1200
SEC Registered
Total AUM
$274.1M
Discretionary
$274.1M
Employees
2
Clients
0
Accounts
614
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 12, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DAGEN, LOUIS, ISAAC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAGEN, LOUIS, ISAAC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAGEN, LOUIS, ISAAC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAGEN, LOUIS, ISAAC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAGEN, LOUIS, ISAAC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAGEN, LOUIS, ISAAC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAGEN, LOUIS, ISAAC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAGEN, LOUIS, ISAAC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAGEN, LOUIS, ISAAC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAGEN, LOUIS, ISAAC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAGEN, LOUIS, ISAAC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAGEN, LOUIS, ISAAC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAGEN, LOUIS, ISAAC | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| DAGEN, LOUIS, ISAAC | I | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | DE | MANAGING MEMBER | E | Control |
| THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | DE | MANAGING MEMBER | E | Control |
| THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | DE | MANAGING MEMBER | E | Control |
| THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | DE | MANAGING MEMBER | E | Control |
| THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | DE | MANAGING MEMBER | E | Control |
| THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | DE | MANAGING MEMBER | E | Control |
| THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | DE | MANAGING MEMBER | E | Control |
| THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | DE | MANAGING MEMBER | E | Control |
| THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | DE | MANAGING MEMBER | E | Control |
| THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | DE | MANAGING MEMBER | E | Control |
| THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | DE | MANAGING MEMBER | E | Control |
| THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CHEN, GRACE, WUN | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| CHEN, GRACE, WUN | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| CHEN, GRACE, WUN | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| CHEN, GRACE, WUN | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| CHEN, GRACE, WUN | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| CHEN, GRACE, WUN | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| CHEN, GRACE, WUN | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| CHEN, GRACE, WUN | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| CHEN, GRACE, WUN | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| CHEN, GRACE, WUN | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| CHEN, GRACE, WUN | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| DAGEN, LOUIS, ISAAC | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| DAGEN, LOUIS, ISAAC | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| DAGEN, LOUIS, ISAAC | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| DAGEN, LOUIS, ISAAC | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| DAGEN, LOUIS, ISAAC | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| DAGEN, LOUIS, ISAAC | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| DAGEN, LOUIS, ISAAC | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| DAGEN, LOUIS, ISAAC | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| DAGEN, LOUIS, ISAAC | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| DAGEN, LOUIS, ISAAC | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
| DAGEN, LOUIS, ISAAC | I | THE LOUIS I. DAGEN AND GRACE W. CHEN REVOCABLE TRUST | D | Control |
Registrations
Federal
IA
Mar 12, 2025 REGISTERED
Notice Filings (8)
CA FL GA NY OR PA TX WA
Address
2603 CAMINO RAMONSUITE 200
SAN RAMON, CA 94583
United States
Phone: 925-355-1200