DAKOTA WEALTH, LLC
CRD #297987 SEC #801-114097 PALM BEACH GARDENS, FL (561) 774-8101
SEC Registered Private Funds
Total AUM
$6.3B
Discretionary
$6.3B
Employees
78
Clients
11
Accounts
9,786
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 3, 2025
- Branch Offices
- 18
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Arsenault Metz, Leslie | I | ASSOCIATE GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | ASSOCIATE GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL | NA | Control |
| Arsenault Metz, Leslie | I | CHIEF OPERATING OFFICER, GENERAL COUNSEL | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| BAXTER, LUKE, S | I | CHIEF TECHNOLOGY OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Berg, Kayla, Marie | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| Caufield, Alicia | I | ELECTED MANAGER | NA | Control |
| DESIMONE, JOHN, FREDERICK | I | CHIEF FINANCIAL OFFICER AND MANAGING PARTNER | NA | Control |
| DESIMONE, JOHN, FREDERICK | I | CHIEF FINANCIAL OFFICER AND MANAGING PARTNER | NA | Control |
| DESIMONE, JOHN, FREDERICK | I | CHIEF FINANCIAL OFFICER AND MANAGING PARTNER | NA | Control |
| DESIMONE, JOHN, FREDERICK | I | CHIEF FINANCIAL OFFICER AND MANAGING PARTNER | NA | Control |
| DESIMONE, JOHN, FREDERICK | I | CHIEF FINANCIAL OFFICER AND MANAGING PARTNER | NA | Control |
| DESIMONE, JOHN, FREDERICK | I | CHIEF FINANCIAL OFFICER AND MANAGING PARTNER | NA | Control |
| DESIMONE, JOHN, FREDERICK | I | CHIEF FINANCIAL OFFICER AND MANAGING PARTNER | NA | Control |
| DESIMONE, JOHN, FREDERICK | I | CHIEF FINANCIAL OFFICER AND MANAGING PARTNER | NA | Control |
| DESIMONE, JOHN, FREDERICK | I | CHIEF FINANCIAL OFFICER AND MANAGING PARTNER | NA | Control |
| DESIMONE, JOHN, FREDERICK | I | CHIEF FINANCIAL OFFICER AND MANAGING PARTNER | NA | Control |
| DESIMONE, JOHN, FREDERICK | I | CHIEF FINANCIAL OFFICER AND MANAGING PARTNER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF GROWTH OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF EXPERIENCE OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF GROWTH OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF GROWTH OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF GROWTH OFFICER | NA | Control |
| DIAMOND, CARINA, SHIPOTOFSKY | I | CHIEF GROWTH OFFICER | NA | Control |
| HOOD, BRENDA, LOURENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOD, BRENDA, LOURENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOD, BRENDA, LOURENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOOD, BRENDA, LOURENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| HORN, GREGORY, SCOTT | I | CHIEF DEVELOPMENT OFFICER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| Honowitz, Seth | I | ELECTED MANAGER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | CHIEF STRATEGIC OFFICER | NA | Control |
| KELLER, BRYAN, PAUL | I | PRESIDENT | NA | Control |
| KELLER, BRYAN, PAUL | I | PRESIDENT | NA | Control |
| KELLER, BRYAN, PAUL | I | PRESIDENT | NA | Control |
| KELLER, BRYAN, PAUL | I | PRESIDENT | NA | Control |
| MAWN, PETER, FRANCIS | I | CHIEF STRATEGIC OFFICER AND MANAGING PARTNER | NA | Control |
| MAWN, PETER, FRANCIS | I | CHIEF STRATEGIC OFFICER AND MANAGING PARTNER | NA | Control |
| MAWN, PETER, FRANCIS | I | CHIEF STRATEGIC OFFICER AND MANAGING PARTNER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | CHIEF STRATEGIC OFFICER AND MANAGING PARTNER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MAWN, PETER, FRANCIS | I | ELECTED MANAGER | NA | Control |
| MELLY, TIMOTHY, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MELLY, TIMOTHY, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MELLY, TIMOTHY, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MELLY, TIMOTHY, MICHAEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| RAIMONDI, PETER, JOHN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| REED, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICE AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICE AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICE AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICE AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICE AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICE AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICE AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICE AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICE AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICE AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICE AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| REED, MICHAEL | I | CHIEF OPERATING OFFICER AND MANAGING PARTNER | NA | Control |
| Rasmussen, Michael, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rasmussen, Michael, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rasmussen, Michael, Thomas | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
| DAKOTA WEALTH MANAGEMENT, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RAIMONDI, PETER, JOHN | I | DAKOTA WEALTH MANAGEMENT, LLC | D | Control |
| RAIMONDI, PETER, JOHN | I | DAKOTA WEALTH MANAGEMENT, LLC | C | Control |
| RAIMONDI, PETER, JOHN | I | DAKOTA WEALTH MANAGEMENT, LLC | C | Control |
| RAIMONDI, PETER, JOHN | I | DAKOTA WEALTH MANAGEMENT, LLC | C | Control |
Registrations
Federal
IA
Nov 3, 2025 REGISTERED
Notice Filings (36)
AZ CA CO CT DC DE FL GA IA IL LA MA MD ME MI MN MT NC ND NE NH NJ NV NY OH OR PA RI SC SD TN TX VA VT WA WI
Address
11376 N. JOG ROADSUITE 101
PALM BEACH GARDENS, FL 33418-1752
United States
Phone: (561) 774-8101