FIRST ALBANY CORPORATION
CRD #298 SEC #801-17692 ALBANY, NY 518-447-8500
SEC Registered Broker-Dealer
Total AUM
--
Discretionary
--
Employees
251
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2002
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CAMPBELL, ROBERT FRANCIS | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| CAMPBELL, ROBERT FRANCIS | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| CAMPBELL, ROBERT FRANCIS | I | SENIOR VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| CAMPBELL, ROBERT FRANCIS | I | SENIOR VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| CAMPBELL, ROBERT FRANCIS | I | SENIOR VICE PRESIDENT, MANAGING DIRECTOR | NA | Control |
| CAMPBELL, ROBERT FRANCIS | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| CAMPBELL, ROBERT FRANCIS | I | EXECUTIVE MANAGING DIRECTOR , CO-HEAD OF TAXABLE FIXED INCOME | NA | Control |
| CAMPBELL, ROBERT FRANCIS | I | CO-HEAD OF TAXABLE FIXED INCOME | NA | Control |
| COBURN, J SCOTT | I | EXECUTIVE MANAGING DIRECTOR, CO-HEAD OF EQUITY DIVISION | NA | Control |
| COBURN, J SCOTT | I | EXECUTIVE MANAGING DIRECTOR, CO-HEAD OF EQUITY DIVISION | NA | Control |
| FINE, ROBERT MICHAEL | I | CO-HEAD OF TAXABLE FIXED INCOME | NA | Control |
| FINE, ROBERT MICHAEL | I | CO-HEAD OF TAXABLE FIXED INCOME | NA | Control |
| FOX, GORDON JOHN | I | EXECUTIVE MANAGING DIRECTOR/OPERATIONS | NA | |
| FOX, GORDON JOHN | I | EXECUTIVE MANAGING DIRECTOR/OPERATIONS | NA | |
| FOX, GORDON JOHN | I | EXECUTIVE MANAGING DIRECTOR/OPERATIONS | NA | |
| GALES, ROBERT HUSTON | I | SENIOR VICE PRESIDENT, CO-DIRECTOR OF EQUITY CAPITAL MARKETS GROUP | NA | |
| GALES, ROBERT HUSTON | I | SENIOR VICE PRESIDENT, CO-DIRECTOR OF EQUITY CAPITAL MARKETS GROUP | NA | |
| GIBBS, KENNETH DAVID | I | EXECUTIVE MANAGING DIRECTOR, CO-HEAD OF MUNICIPAL DIVISION | NA | Control |
| GIBBS, KENNETH DAVID | I | EXECUTIVE MANAGING DIRECTOR, CO-HEAD OF MUNICIPAL DIVISION | NA | Control |
| JENKINS, STEVEN RAY | I | EXECUTIVE MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| JENKINS, STEVEN RAY | I | EXECUTIVE MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| JENKINS, STEVEN RAY | I | SENIOR VICE PRESIDENT, CFO | NA | Control |
| JENKINS, STEVEN RAY | I | SENIOR VICE PRESIDENT, CFO | NA | Control |
| JENKINS, STEVEN RAY | I | SENIOR VICE PRESIDENT, CFO | NA | Control |
| JENKINS, STEVEN RAY | I | EXECUTIVE MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| JENKINS, STEVEN RAY | I | EXECUTIVE MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| JENKINS, STEVEN RAY | I | EXECUTIVE MANAGING DIRECTOR, CHIEF OPERATING OFFICER | NA | Control |
| JOHNSON, HUGH ALBERT | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| JOHNSON, HUGH ALBERT | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| JOHNSON, HUGH ALBERT | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| JOHNSON, HUGH ALBERT JR | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| JOHNSON, HUGH ALBERT JR | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| JOHNSON, HUGH ALBERT JR | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| JOHNSON, HUGH ALBERT JR | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| JOHNSON, HUGH ALBERT JR | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| KIMMEL, LARRY ALAN | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| KIMMEL, LARRY ALAN | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| KIMMEL, LARRY ALAN | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| MURPHY, ARTHUR THOMAS | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| MURPHY, ARTHUR THOMAS | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| MURPHY, ARTHUR THOMAS | I | SENIOR VICE PRESIDENT, DIRECTOR | NA | Control |
| MURPHY, ARTHUR THOMAS JR | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| MURPHY, ARTHUR THOMAS JR | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| MURPHY, ARTHUR THOMAS JR | I | EXECUTIVE MANAGING DIRECTOR | NA | Control |
| MURPHY, ARTHUR THOMAS JR | I | EXECUTIVE MANAGING DIRECTOR, CO-HEAD OF MUNICIPAL DIVISION | NA | Control |
| MURPHY, ARTHUR THOMAS JR | I | EXECUTIVE MANAGING DIRECTOR, CO-HEAD OF MUNICIPAL DIVISION | NA | Control |
| ROJAS, DEBORAH LEA | I | VICE PRESIDENT, DIRECTOR OF COMPLIANCE, CROP | NA | |
| ROJAS, DEBORAH LEA | I | VICE PRESIDENT, DIRECTOR OF COMPLIANCE, CROP | NA | |
| ROJAS, DEBORAH LEA | I | VICE PRESIDENT, DIRECTOR OF COMPLIANCE, CROP | NA | |
| ROJAS, DEBORAH LEA | I | VICE PRESIDENT, DIRECTOR OF COMPLIANCE, CROP | NA | |
| ROJAS, DEBORAH LEA | I | VICE PRESIDENT, DIRECTOR OF COMPLIANCE, CROP | NA | |
| SHEEDY, THOMAS WILLIAM JR | I | EXECUTIVE MANAGING DIRECTOR, CO-HEAD OF EQUITIES DIVISION | NA | Control |
| SHEEDY, THOMAS WILLIAM JR | I | EXECUTIVE MANAGING DIRECTOR, CO-HEAD OF EQUITIES DIVISION | NA | Control |
| SUARATO, LOUIS JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | Control |
| SUARATO, LOUIS JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | Control |
| SUARATO, LOUIS JOHN | I | SENIOR VICE PRESIDENT, COO | NA | Control |
| SUARATO, LOUIS JOHN | I | SENIOR VICE PRESIDENT, COO | NA | Control |
| SUARATO, LOUIS JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | Control |
| SUARATO, LOUIS JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | Control |
| SUARATO, LOUIS JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | Control |
| SUARATO, LOUIS JOHN | I | SENIOR VICE PRESIDENT, DIRECTOR OF OPERATIONS | NA | Control |
| WELLES, TIMOTHY ROBERT | I | SENIOR VICE PRESIDENT, DIRECTOR OF EQUITY CAPITAL MARKETS GROUP | NA | |
| WELLES, TIMOTHY ROBERT | I | SENIOR VICE PRESIDENT, CO-DIRECTOR OF EQUITY CAPITAL MARKETS GROUP | NA | |
| WELLES, TIMOTHY ROBERT | I | SENIOR VICE PRESIDENT, CO-DIRECTOR OF EQUITY CAPITAL MARKETS GROUP | NA | |
| WINK, STEPHEN PHILIP | I | EXECUTIVE MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF LEGAL OFFICER | NA | |
| WINK, STEPHEN PHILIP | I | EXECUTIVE MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF LEGAL OFFICER | NA | |
| WINK, STEPHEN PHILIP | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF LEGAL OFFICER | NA | |
| WINK, STEPHEN PHILIP | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF LEGAL OFFICER | NA | |
| WINK, STEPHEN PHILIP | I | SENIOR VICE PRESIDENT, GENERAL COUNSEL, CHIEF LEGAL OFFICER | NA | |
| WINK, STEPHEN PHILIP | I | EXECUTIVE MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF LEGAL OFFICER | NA | |
| WINK, STEPHEN PHILIP | I | EXECUTIVE MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF LEGAL OFFICER | NA | |
| WINK, STEPHEN PHILIP | I | EXECUTIVE MANAGING DIRECTOR, GENERAL COUNSEL, CHIEF LEGAL OFFICER | NA | |
| WOLF, GEORGE DENNIS JR | I | ASSOCIATE VICE PRESIDENT, SROP | NA | |
| WOLF, GEORGE DENNIS JR | I | ASSOCIATE VICE PRESIDENT, SROP | NA | |
| WOLF, GEORGE DENNIS JR | I | ASSOCIATE VICE PRESIDENT, SROP | NA | |
| WOLF, GEORGE DENNIS JR | I | ASSOCIATE VICE PRESIDENT, SROP | NA | |
| WOLF, GEORGE DENNIS JR | I | ASSOCIATE VICE PRESIDENT, SROP | NA | |
| WOLF, GEORGE DENNIS JR | I | ASSOCIATE VICE PRESIDENT, SROP | NA | |
| WOLF, GEORGE DENNIS JR | I | ASSOCIATE VICE PRESIDENT, SROP | NA | |
| WOLF, GEORGE DENNIS JR | I | ASSOCIATE VICE PRESIDENT, SROP | NA | |
| FIRST ALBANY COMPANIES, INC. | DE | SHAREHOLDER | E | Control |
| FIRST ALBANY COMPANIES, INC. | DE | SHAREHOLDER | E | Control |
| FIRST ALBANY COMPANIES, INC. | DE | SHAREHOLDER | E | Control |
| FIRST ALBANY COMPANIES, INC. | DE | SHAREHOLDER | E | Control |
| FIRST ALBANY COMPANIES, INC. | DE | SHAREHOLDER | E | Control |
| FIRST ALBANY COMPANIES, INC. | DE | SHAREHOLDER | E | Control |
| FIRST ALBANY COMPANIES, INC. | DE | SHAREHOLDER | E | Control |
| FIRST ALBANY COMPANIES, INC. | DE | SHAREHOLDER | E | Control |
| GOLDBERG, ALAN PAUL | I | CEO, PRESIDENT, DIRECTOR | B | Control |
| GOLDBERG, ALAN PAUL | I | CEO, PRESIDENT, DIRECTOR | B | Control |
| GOLDBERG, ALAN PAUL | I | CO-CEO, PRESIDENT, DIRECTOR, NYSE FLOOR MEMBER, ASSOCIATE MEMBER ASE | B | Control |
| GOLDBERG, ALAN PAUL | I | CO-CEO, PRESIDENT, DIRECTOR, NYSE FLOOR MEMBER, ASSOCIATE MEMBER ASE | B | Control |
| GOLDBERG, ALAN PAUL | I | CO-CEO, PRESIDENT, DIRECTOR, NYSE FLOOR MEMBER, ASSOCIATE MEMBER ASE | B | Control |
| GOLDBERG, ALAN PAUL | I | CEO, PRESIDENT, DIRECTOR | B | Control |
| GOLDBERG, ALAN PAUL | I | CEO, PRESIDENT, DIRECTOR | B | Control |
| GOLDBERG, ALAN PAUL | I | CEO, PRESIDENT, DIRECTOR | B | Control |
| MCNAMEE, GEORGE COOLEY | I | CHAIRMAN OF THE BOARD | B | Control |
| MCNAMEE, GEORGE COOLEY | I | CHAIRMAN OF THE BOARD | B | Control |
| MCNAMEE, GEORGE COOLEY | I | CHAIRMAN OF THE BOARD, CO-CEO, DIRECTOR, BOARD OF DIRECTORS NYSE | B | Control |
| MCNAMEE, GEORGE COOLEY | I | CHAIRMAN OF THE BOARD, CO-CEO, DIRECTOR, BOARD OF DIRECTORS NYSE | B | Control |
| MCNAMEE, GEORGE COOLEY | I | CHAIRMAN OF THE BOARD, CO-CEO, DIRECTOR, BOARD OF DIRECTORS NYSE | B | Control |
| MCNAMEE, GEORGE COOLEY | I | CHAIRMAN OF THE BOARD | B | Control |
| MCNAMEE, GEORGE COOLEY | I | CHAIRMAN OF THE BOARD | B | Control |
| MCNAMEE, GEORGE COOLEY | I | CHAIRMAN OF THE BOARD | B | Control |
Registrations
Federal
IA
Mar 28, 2002 REGISTERED
Notice Filings (5)
CA FL IL MA NY
Address
30 S PEARL STREETALBANY, NY 12207
USA
Phone: 518-447-8500