TACTICAL FUND ADVISORS, LLC
CRD #298049 SEC #801-114248 CINCINNATI, OH 866-987-0915
SEC Registered Disclosures
Total AUM
$163.4M
Discretionary
$163.4M
Employees
10
Clients
0
Accounts
10
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 6, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HOPKINS, ROBERT, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOPKINS, ROBERT, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOPKINS, ROBERT, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOPKINS, ROBERT, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOPKINS, ROBERT, LEE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| Hetzer, Kevin, Craig | I | CHIEF OPERATING OFFICER | NA | Control |
| Hetzer, Kevin, Craig | I | CHIEF OPERATING OFFICER | NA | Control |
| Hetzer, Kevin, Craig | I | CHIEF OPERATING OFFICER | NA | Control |
| Hetzer, Kevin, Craig | I | CHIEF OPERATING OFFICER | NA | Control |
| Hetzer, Kevin, Craig | I | CHIEF OPERATING OFFICER | NA | Control |
| Hetzer, Kevin, Craig | I | CHIEF OPERATING OFFICER | NA | Control |
| Hetzer, Kevin, Craig | I | CHIEF OPERATING OFFICER | NA | Control |
| Hetzer, Kevin, Craig | I | CHIEF OPERATING OFFICER | NA | Control |
| Hetzer, Kevin, Craig | I | CHIEF OPERATING OFFICER | NA | Control |
| Hetzer, Kevin, Craig | I | CHIEF OPERATING OFFICER | NA | Control |
| Hetzer, Kevin, Craig | I | CHIEF OPERATING OFFICER | NA | Control |
| Hetzer, Kevin, Craig | I | CHIEF OPERATING OFFICER | NA | Control |
| Hetzer, Kevin, Craig | I | CHIEF OPERATING OFFICER | NA | Control |
| Hetzer, Kevin, Craig | I | CHIEF OPERATING OFFICER | NA | Control |
| LONG, JASON, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, JASON, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, JASON, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, JASON, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, JASON, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, JASON, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, JASON, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, JASON, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LONG, JASON, DAVID | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MALGERI, JAMES, PACE | I | CHIEF OPERATING OFFICER | NA | Control |
| MALGERI, JAMES, PACE | I | CHIEF OPERATING OFFICER | NA | Control |
| MALGERI, JAMES, PACE | I | CHIEF OPERATING OFFICER | NA | Control |
| SCHMIDT, KEITH, ANDREW | I | PRESIDENT | NA | Control |
| SCHMIDT, KEITH, ANDREW | I | PRESIDENT | NA | Control |
| SCHMIDT, KEITH, ANDREW | I | PRESIDENT | NA | Control |
| SCHMIDT, KEITH, ANDREW | I | PRESIDENT | NA | Control |
| HICO, LLC | DE | LIMITED LIABILITY COMPANY | E | |
| HICO, LLC | DE | LIMITED LIABILITY COMPANY | E | |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HORTER, DREW, KENT | I | CHIEF EXECUTIVE OFFICER | E | Control |
| HORTER INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | |
| HORTER INVESTMENT MANAGEMENT, LLC | DE | MEMBER | B | |
| PETERS, JOHN, FREDRIK | I | EXECUTIVE VICE PRESIDENT | B | Control |
| PETERS, JOHN, FREDRIK | I | EXECUTIVE VICE PRESIDENT | B | Control |
| PETERS, JOHN, FREDRIK | I | EXECUTIVE VICE PRESIDENT | B | Control |
| PETERS, JOHN, FREDRIK | I | EXECUTIVE VICE PRESIDENT | B | Control |
| PETERS, JOHN, FREDRIK | I | EXECUTIVE VICE PRESIDENT | B | Control |
| PETERS, JOHN, FREDRIK | I | EXECUTIVE VICE PRESIDENT | B | Control |
| PETERS, JOHN, FREDRIK | I | EXECUTIVE VICE PRESIDENT | B | Control |
| PETERS, JOHN, FREDRIK | I | EXECUTIVE VICE PRESIDENT | B | Control |
| PETERS, JOHN, FREDRIK | I | EXECUTIVE VICE PRESIDENT | B | Control |
| PETERS, JOHN, FREDRIK | I | NON-EMPLOYEE OWNER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HORTER, DREW, KENT | I | HICO, LLC | E | Control |
| HORTER, DREW, KENT | I | HICO, LLC | E | Control |
| HORTER, DREW, KENT | I | HORTER INVESTMENT MANAGEMENT, LLC | E | Control |
Registrations
Federal
IA
Mar 6, 2025 REGISTERED
Notice Filings (1)
OH
Address
11726 SEVEN GABLES RDCINCINNATI, OH 45249
United States
Phone: 866-987-0915