3(38) INVESTMENT FIDUCIARIES INC.
Legal name: 3(38) INVESTMENT FIDUCIARIES
CRD #298053 SEC #801-114078 SIMI VALLEY, CA (818) 296-9529
SEC Registered
Total AUM
$842.6M
Discretionary
$842.6M
Employees
3
Clients
--
Accounts
176
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 13, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WILKINSON, STEVEN, T | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | NA | Control |
| MONARCH PLAN ADVISORS | DE | PARENT COMPANY | E | Control |
| MONARCH PLAN ADVISORS | DE | PARENT COMPANY | E | Control |
| MONARCH PLAN ADVISORS | DE | PARENT COMPANY | E | Control |
| MONARCH PLAN ADVISORS | DE | PARENT COMPANY | E | Control |
| MONARCH PLAN ADVISORS | DE | PARENT COMPANY | E | Control |
| MONARCH PLAN ADVISORS | DE | PARENT COMPANY | E | Control |
| MONARCH PLAN ADVISORS | DE | PARENT COMPANY | E | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & MEMBER | E | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & MEMBER | E | Control |
| WILKINSON, STEVEN, T | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WILKINSON, STEVEN, T | I | MONARCH PLAN ADVISORS | E | Control |
| WILKINSON, STEVEN, T | I | MONARCH PLAN ADVISORS | E | Control |
| WILKINSON, STEVEN, T | I | MONARCH PLAN ADVISORS | E | Control |
| WILKINSON, STEVEN, T | I | MONARCH PLAN ADVISORS | E | Control |
| WILKINSON, STEVEN, T | I | MONARCH PLAN ADVISORS | E | Control |
| WILKINSON, STEVEN, T | I | MONARCH PLAN ADVISORS | E | Control |
| WILKINSON, STEVEN, T | I | MONARCH PLAN ADVISORS | E | Control |
| FINE, MICHAEL | I | MONARCH PLAN ADVISORS | C | Control |
| FINE, MICHAEL | I | MONARCH PLAN ADVISORS | C | Control |
| FINE, MICHAEL | I | MONARCH PLAN ADVISORS | C | Control |
Registrations
Federal
IA
Nov 13, 2025 REGISTERED
Notice Filings (10)
AZ CA FL HI ID NJ OR TX UT WA
Address
3355 COCHRAN STREETSUITE 101
SIMI VALLEY, CA 93063
United States
Phone: (818) 296-9529