TRANQUILLI FINANCIAL ADVISOR, LLC
CRD #298056 SEC #801-113998 CLINTON, NJ (908) 730-6234
SEC Registered
Total AUM
$177.9M
Discretionary
$177.9M
Employees
1
Clients
11
Accounts
517
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 25, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ISHERWOOD, DANA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ISHERWOOD, DANA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ISHERWOOD, DANA, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| T.I.M.E.S., FINANCIAL PLANNING, INC. | DE | MANAGING MEMBER | NA | Control |
| ISHERWOOD, DANA, ANNE | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| TRANQUILLI, LOUIS | I | MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
| TRANQUILLI, LOUIS | I | T.I.M.E.S., FINANCIAL PLANNING, INC. | E | Control |
Registrations
Federal
IA
Nov 25, 2025 REGISTERED
Notice Filings (11)
CA FL LA NC NH NJ NY PA SC TX WI
Address
35 LEIGH STREETCLINTON, NJ 08809
United States
Phone: (908) 730-6234