CARVAL CLO MANAGEMENT LLC

CRD #298135 SEC #801-131161 MINNEAPOLIS, MN 952-444-4780

SEC Registered Private Funds

Total AUM

$6.4B

Discretionary

$6.4B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jul 1, 2025
Branch Offices: 2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BOGART, MATTHEW, ROBERT	I	GENERAL COUNSEL OF AB CARVAL INVESTORS L.P.	NA	Control
BOGART, MATTHEW, ROBERT	I	GENERAL COUNSEL OF AB CARVAL INVESTORS L.P.	NA	Control
BOGART, MATTHEW, ROBERT	I	GENERAL COUNSEL OF AB CARVAL INVESTORS L.P.	NA	Control
BOGART, MATTHEW, ROBERT	I	GENERAL COUNSEL OF AB CARVAL INVESTORS L.P.	NA	Control
BOGART, MATTHEW, ROBERT	I	GENERAL COUNSEL OF AB CARVAL INVESTORS L.P.	NA	Control
HEDBERG, CHRISTOPHER, JOHN	I	CHIEF OPERATING OFFICER OF AB CARVAL INVESTORS L.P.	NA	Control
HEDBERG, CHRISTOPHER, JOHN	I	CHIEF OPERATING OFFICER OF AB CARVAL INVESTORS L.P.	NA	Control
HEDBERG, CHRISTOPHER, JOHN	I	CHIEF OPERATING OFFICER OF AB CARVAL INVESTORS L.P.	NA	Control
HEDBERG, CHRISTOPHER, JOHN	I	CHIEF OPERATING OFFICER OF AB CARVAL INVESTORS L.P.	NA	Control
HEDBERG, CHRISTOPHER, JOHN	I	CHIEF OPERATING OFFICER OF AB CARVAL INVESTORS L.P.	NA	Control
MAWN, CHRISTOPHER, ALAN	I	PRESIDENT	NA	Control
MAWN, CHRISTOPHER, ALAN	I	PRESIDENT	NA	Control
MAWN, CHRISTOPHER, ALAN	I	PRESIDENT	NA	Control
MAWN, CHRISTOPHER, ALAN	I	PRESIDENT	NA	Control
MAWN, CHRISTOPHER, ALAN	I	PRESIDENT	NA	Control
MORRIS, BRANDYNN, YOUNG	I	CHIEF FINANCIAL OFFICER OF AB CARVAL INVESTORS L.P.	NA	Control
MORRIS, BRANDYNN, YOUNG	I	CHIEF FINANCIAL OFFICER OF AB CARVAL INVESTORS L.P.	NA	Control
MORRIS, BRANDYNN, YOUNG	I	CHIEF FINANCIAL OFFICER OF AB CARVAL INVESTORS L.P.	NA	Control
MORRIS, BRANDYNN, YOUNG	I	CHIEF FINANCIAL OFFICER OF AB CARVAL INVESTORS L.P.	NA	Control
MORRIS, BRANDYNN, YOUNG	I	CHIEF FINANCIAL OFFICER OF AB CARVAL INVESTORS L.P.	NA	Control
OBERG, CHRISTIE, RAMONA FARRIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
OBERG, CHRISTIE, RAMONA FARRIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
OBERG, CHRISTIE, RAMONA FARRIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
OBERG, CHRISTIE, RAMONA FARRIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
OBERG, CHRISTIE, RAMONA FARRIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
CARVAL CLO MANAGEMENT HOLDINGS, L.P.	DE	SHAREHOLDER	E	Control
CARVAL CLO MANAGEMENT HOLDINGS, L.P.	DE	SHAREHOLDER	E	Control
CARVAL CLO MANAGEMENT HOLDINGS, L.P.	DE	SHAREHOLDER	E	Control
CARVAL CLO MANAGEMENT HOLDINGS, L.P.	DE	SHAREHOLDER	E	Control
CARVAL CLO MANAGEMENT HOLDINGS, L.P.	DE	SHAREHOLDER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CARVAL CLO MANAGEMENT GP	DE	CARVAL CLO MANAGEMENT HOLDINGS, L.P.	F	Control
CARVAL CLO MANAGEMENT GP	DE	CARVAL CLO MANAGEMENT HOLDINGS, L.P.	F	Control
AB CARVAL INVESTORS, LP	DE	CARVAL CLO MANAGEMENT GP	E	Control
AB CARVAL INVESTORS, LP	DE	CARVAL CLO MANAGEMENT GP	E	Control
ALLIANCEBERNSTEIN L.P.	DE	AB CARVAL INVESTORS, LP	E	Control
ALLIANCEBERNSTEIN L.P.	DE	AB CARVAL INVESTORS, LP	E	Control
EQUITABLE HOLDINGS INC	DE	ALPHA UNITS HOLDINGS INC	E	Control
EQUITABLE HOLDINGS INC	DE	ALPHA UNITS HOLDINGS INC	E	Control
ALLIANCEBERNSTEIN HOLDING L.P.	DE	ALLIANCEBERNSTEIN L.P.	C	Control
ALLIANCEBERNSTEIN HOLDING L.P.	DE	ALLIANCEBERNSTEIN L.P.	C	Control
ALPHA UNITS HOLDINGS INC	DE	ALLIANCEBERNSTEIN L.P.	C	Control
ALPHA UNITS HOLDINGS INC	DE	ALLIANCEBERNSTEIN L.P.	C	Control

Registrations

Federal

Jul 1, 2025 REGISTERED

Notice Filings (1)

Address

1601 UTICA AVENUE SOUTH
SUITE 1000
MINNEAPOLIS, MN 55416-3496
United States

Phone: 952-444-4780