PACIFIC GLOBAL ADVISORS LLC

CRD #298187 SEC #801-114447 NEWPORT BEACH, CA 9492195010

SEC Registered

Total AUM

$57.1M

Discretionary

$57.1M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 30, 2021
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
DUFAULT, ANTHONY, JOSEPH	I	MANAGING DIRECTOR	NA	Control
DUFAULT, ANTHONY, JOSEPH	I	MANAGING DIRECTOR	NA	Control
DUFAULT, ANTHONY, JOSEPH	I	MANAGING DIRECTOR	NA	Control
DUFAULT, ANTHONY, JOSEPH	I	MANAGING DIRECTOR	NA	Control
DUFAULT, ANTHONY, JOSEPH	I	MANAGING DIRECTOR	NA	Control
LALLANDE, JOSEPH, GUSTAVE	I	LEGAL COUNSEL	NA	Control
LALLANDE, JOSEPH, GUSTAVE	I	LEGAL COUNSEL	NA	Control
LALLANDE, JOSEPH, GUSTAVE	I	LEGAL COUNSEL	NA	Control
LALLANDE, JOSEPH, GUSTAVE	I	LEGAL COUNSEL	NA	Control
LALLANDE, JOSEPH, GUSTAVE	I	LEGAL COUNSEL	NA	Control
RUMSEY, CAROL, ELAINE	I	CHIEF COMPLIANCE OFFICER	NA	Control
RUMSEY, CAROL, ELAINE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SKILLMAN, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
SKILLMAN, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
SKILLMAN, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
SKILLMAN, MICHAEL, JOHN	I	MANAGING DIRECTOR	NA	Control
VOSS, KIMBERLY, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOSS, KIMBERLY, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOSS, KIMBERLY, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
VOSS, KIMBERLY, ANN	I	CHIEF COMPLIANCE OFFICER	NA	Control
schwab, joshua, brian	I	MANAGING DIRECTOR	NA	Control
schwab, joshua, brian	I	MANAGING DIRECTOR	NA	Control
schwab, joshua, brian	I	MANAGING DIRECTOR	NA	Control
schwab, joshua, brian	I	MANAGING DIRECTOR	NA	Control
schwab, joshua, brian	I	MANAGING DIRECTOR	NA	Control
PACIFIC GLOBAL ASSET MANAGEMENT LLC	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC GLOBAL ASSET MANAGEMENT LLC	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC GLOBAL ASSET MANAGEMENT LLC	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC GLOBAL ASSET MANAGEMENT LLC	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC GLOBAL ASSET MANAGEMENT LLC	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC GLOBAL ASSET MANAGEMENT LLC	DE	MANAGING MEMBER OF APPLICANT	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
PACIFIC LIFE INSURANCE COMPANY	DE	PACIFIC GLOBAL ASSET MANAGEMENT LLC	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	PACIFIC GLOBAL ASSET MANAGEMENT LLC	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	PACIFIC GLOBAL ASSET MANAGEMENT LLC	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	PACIFIC GLOBAL ASSET MANAGEMENT LLC	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	PACIFIC GLOBAL ASSET MANAGEMENT LLC	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	PACIFIC GLOBAL ASSET MANAGEMENT LLC	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control

Registrations

Federal

Mar 30, 2021 REGISTERED

Notice Filings (2)

CA MA

Address

840 NEWPORT CENTER DRIVE
7TH FLOOR
NEWPORT BEACH, CA 92660
United States

Phone: 9492195010