MACH-1 FINANCIAL GROUP, LLC
CRD #298195 SEC #801-118093 ROGERS, AR 479-876-2100
SEC Registered
Total AUM
$416.9M
Discretionary
$416.9M
Employees
20
Clients
--
Accounts
2,719
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Arkansas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 10, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLACKMON, CONNIE, HANKINS | I | CFO | NA | Control |
| BLACKMON, CONNIE, HANKINS | I | CFO | NA | Control |
| BLACKMON, CONNIE, HANKINS | I | CFO | NA | Control |
| Blackmon, Connie | I | CFO | NA | Control |
| Blackmon, Connie | I | CFO | NA | Control |
| Blackmon, Connie | I | CFO | NA | Control |
| Blackmon, Connie | I | CFO | NA | Control |
| Blackmon, Connie | I | CFO | NA | Control |
| Blackmon, Connie | I | CFO | NA | Control |
| Blackmon, Connie | I | CFO | NA | Control |
| LAWLER, TAMMY, LAGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAWLER, TAMMY, LAGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAWLER, TAMMY, LAGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAWLER, TAMMY, LAGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAWLER, TAMMY, LAGENE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAWLER, TAMMY, LAGENE | I | CONTROLLER | NA | Control |
| LAWLER, TAMMY, LAGENE | I | CONTROLLER | NA | Control |
| LAWLER, TAMMY, LAGENE | I | CONTROLLER | NA | Control |
| LAWLER, TAMMY, LAGENE | I | CONTROLLER | NA | Control |
| LAWLER, TAMMY, LAGENE | I | CONTROLLER | NA | Control |
| LAWLER, TAMMY, LAGENE | I | CONTROLLER | NA | Control |
| LAWLER, TAMMY, LAGENE | I | CONTROLLER | NA | Control |
| LAWLER, TAMMY, LAGENE | I | CONTROLLER | NA | Control |
| LEE, DAVID, AARON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, DAVID, AARON | I | PRESIDENT | NA | Control |
| LEE, DAVID, AARON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, DAVID, AARON | I | PRESIDENT | NA | Control |
| LEE, DAVID, AARON | I | PRESIDENT | NA | Control |
| LEE, DAVID, AARON | I | PRESIDENT | NA | Control |
| LEE, DAVID, AARON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, DAVID, AARON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEE, DAVID, AARON | I | PRESIDENT | NA | Control |
| LEE, DAVID, AARON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEE, DAVID, AARON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEE, DAVID, AARON | I | FOUNDER & MANAGING PARTNER | NA | Control |
| LEE, DAVID, AARON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEE, DAVID, AARON | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LEE, DAVID, AARON | I | FOUNDER & MANAGING PARTNER | NA | Control |
| LEE, DAVID, AARON | I | FOUNDER & MANAGING PARTNER | NA | Control |
| LEE, DAVID, AARON | I | FOUNDER & MANAGING PARTNER | NA | Control |
| LEE, DAVID, AARON | I | FOUNDER & MANAGING PARTNER | NA | Control |
| LEE, DAVID, AARON | I | FOUNDER & MANAGING PARTNER | NA | Control |
| LEE, DAVID, AARON | I | FOUNDER & MANAGING PARTNER | NA | Control |
| LEE, DAVID, AARON | I | FOUNDER & MANAGING PARTNER | NA | Control |
| LEE, DAVID, AARON | I | FOUNDER & MANAGING PARTNER | NA | Control |
| LEE, DAVID, AARON | I | FOUNDER & MANAGING PARTNER | NA | Control |
| Lawler, Tammy | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lawler, Tammy | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lawler, Tammy | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lawler, Tammy | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lawler, Tammy | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lawler, Tammy | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Lawler, Tammy | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Leas, James, Brent | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Leas, James, Brent | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Leas, James, Brent | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Leas, James, Brent | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Leas, James, Brent | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Leas, James, Brent | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Leas, James, Brent | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Leas, James, Brent | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Walters, Matthew, Jordan | I | COO | NA | Control |
| LEE, DAVID, AARON | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, DAVID, AARON | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, DAVID, AARON | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, DAVID, AARON | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, DAVID, AARON | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| LEE, DAVID, AARON | I | TRUSTEE OF THE LEE FAMILY TRUST U/T/D APRIL 7, 2015 | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | E | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | C | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | C | Control |
| MACH-1 HOLDINGS, INC. | DE | OWNER | C | Control |
| Walters, Matthew, Jordan | I | CEO & OWNER | C | Control |
| Walters, Matthew, Jordan | I | CEO & OWNER | C | Control |
| Walters, Matthew, Jordan | I | CEO & OWNER | C | Control |
| MACKEY, JAMES, LEE | I | PRESIDENT, COO & OWNER | B | |
| MACKEY, JAMES, LEE | I | PRESIDENT, COO & OWNER | B | |
| MACKEY, JAMES, LEE | I | PRESIDENT, COO & OWNER | B | |
| Walters, Matthew, Jordan | I | COO | B | Control |
| Walters, Matthew, Jordan | I | COO | B | Control |
| Walters, Matthew, Jordan | I | COO | B | Control |
| Walters, Matthew, Jordan | I | CEO & OWNER | B | Control |
| Walters, Matthew, Jordan | I | COO | B | Control |
| Walters, Matthew, Jordan | I | COO | B | Control |
| Walters, Matthew, Jordan | I | CEO & OWNER | B | Control |
| Walters, Matthew, Jordan | I | CEO & OWNER | B | Control |
| Walters, Matthew, Jordan | I | CEO & OWNER | B | Control |
| Walters, Matthew, Jordan | I | CEO & OWNER | B | Control |
| Walters, Matthew, Jordan | I | CEO & OWNER | B | Control |
| Walters, Matthew, Jordan | I | CEO & OWNER | B | Control |
| MACKEY, JAMES, LEE | I | ADVISOR | A | |
| MACKEY, JAMES, LEE | I | ADVISOR | A | |
| MACKEY, JAMES, LEE | I | ADVISOR | A | |
| MACKEY, JAMES, LEE | I | PRESIDENT | A | |
| MACKEY, JAMES, LEE | I | ADVISOR | A | |
| MACKEY, JAMES, LEE | I | PRESIDENT | A | |
| MACKEY, JAMES, LEE | I | PRESIDENT | A | |
| MACKEY, JAMES, LEE | I | PRESIDENT, COO & OWNER | A | |
| MACKEY, JAMES, LEE | I | PRESIDENT | A | |
| MACKEY, JAMES, LEE | I | PRESIDENT | A | |
| MACKEY, JAMES, LEE | I | PRESIDENT, COO & OWNER | A | |
| MACKEY, JAMES, LEE | I | PRESIDENT, COO & OWNER | A | |
| MACKEY, JAMES, LEE | I | PRESIDENT, COO & OWNER | A | |
| MACKEY, JAMES, LEE | I | PRESIDENT, COO & OWNER | A | |
| MACKEY, JAMES, LEE | I | PRESIDENT, COO & OWNER | A | |
| MACKEY, JAMES, LEE | I | PRESIDENT, COO & OWNER | A | |
| Walters, Matthew, Jordan | I | COO | A | Control |
| Walters, Matthew, Jordan | I | COO | A | Control |
| Walters, Matthew, Jordan | I | COO | A | Control |
| Walters, Matthew, Jordan | I | COO | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| LEE, DAVID, AARON | I | MACH-1 HOLDINGS, INC. | F | Control |
| LEE, DAVID, AARON | I | MACH-1 HOLDINGS, INC. | F | Control |
| LEE, DAVID, AARON | I | MACH-1 HOLDINGS, INC. | F | Control |
| LEE, DAVID, AARON | I | MACH-1 HOLDINGS, INC. | F | Control |
| LEE, DAVID, AARON | I | MACH-1 HOLDINGS, INC. | F | Control |
| LEE, DAVID, AARON | I | MACH-1 HOLDINGS, INC. | F | Control |
| LEE, DAVID, AARON | I | MACH-1 HOLDINGS, INC. | F | Control |
| LEE, DAVID, AARON | I | MACH-1 HOLDINGS, INC. | E | Control |
| LEE, DAVID, AARON | I | MACH-1 HOLDINGS, INC. | E | Control |
| LEE, DAVID, AARON | I | MACH-1 HOLDINGS, INC. | E | Control |
| LEE, DAVID, AARON | I | MACH-1 HOLDINGS, INC. | E | Control |
| LEE, DAVID, AARON | I | MACH-1 HOLDINGS, INC. | E | Control |
| LEE, DAVID, AARON | I | MACH-1 HOLDINGS, INC. | E | Control |
| LEE, DAVID, AARON | I | MACH-1 HOLDINGS, INC. | E | Control |
| LEE, DAVID, AARON | I | MACH-1 HOLDINGS, INC. | E | Control |
| LEE, DAVID, AARON | I | MACH-1 HOLDINGS, INC. | E | Control |
Registrations
Federal
IA
Oct 10, 2025 REGISTERED
Notice Filings (18)
AL AR CA FL IA IL KS KY LA MN MO NC NE OK SC TN TX WI
Address
1001 S. 52ND STREETSUITE 100
ROGERS, AR 72758
United States
Phone: 479-876-2100