ROC CAPITAL PTY LIMITED
CRD #298264 SEC #802-113949 SYDNEY, NSW 61290991900
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Sep 26, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Banh, Katrina | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Banh, Katrina | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAM, FREWEN | I | DIRECTOR AND EXECUTIVE | NA | Control |
| LAM, FREWEN | I | DIRECTOR AND EXECUTIVE | NA | Control |
| LAM, FREWEN | I | DIRECTOR AND EXECUTIVE | NA | Control |
| LAM, FREWEN | I | DIRECTOR AND EXECUTIVE | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LUKIN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MYTTON, BRADLEY | I | DIRECTOR AND EXECUTIVE | NA | Control |
| MYTTON, BRADLEY | I | DIRECTOR AND EXECUTIVE | NA | Control |
| Mytton, Bradley | I | EXECUTIVE AND DIRECTOR | NA | Control |
| NG, SHAW | I | DIRECTOR AND EXECUTIVE | NA | Control |
| NG, SHAW | I | DIRECTOR AND EXECUTIVE | NA | Control |
| NG, SHAW | I | DIRECTOR AND EXECUTIVE | NA | Control |
| NG, SHAW | I | DIRECTOR AND EXECUTIVE | NA | Control |
| NG, SHAW | I | DIRECTOR AND EXECUTIVE | NA | Control |
| NG, SHAW | I | DIRECTOR AND EXECUTIVE | NA | Control |
| NG, SHAW | I | DIRECTOR AND EXECUTIVE | NA | Control |
| NG, SHAW | I | DIRECTOR AND EXECUTIVE | NA | Control |
| NG, SHAW | I | DIRECTOR AND EXECUTIVE | NA | Control |
| ZARB, LANCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ZARB, LANCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ZARB, LANCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ZARB, LANCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ZARB, LANCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ZARB, LANCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ZARB, LANCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ZARB, LANCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ZARB, LANCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ZARB, LANCE | I | CHIEF OPERATING OFFICER | NA | Control |
| ZARB, LANCE | I | MANAGING PARTNER, INVESTMENT SERVICES | NA | Control |
| ZARB, LANCE | I | MANAGING PARTNER, INVESTMENT SERVICES | NA | Control |
| ROC PARTNERS PTY LTD | FE | 100% SHAREHOLDER OF ROC CAPITAL PTY LIMITED | E | Control |
| ROC PARTNERS PTY LTD | FE | 100% SHAREHOLDER OF ROC CAPITAL PTY LIMITED | E | Control |
| ROC PARTNERS PTY LTD | FE | 100% SHAREHOLDER OF ROC CAPITAL PTY LIMITED | E | Control |
| ROC PARTNERS PTY LTD | FE | 100% SHAREHOLDER OF ROC CAPITAL PTY LIMITED | E | Control |
| ROC PARTNERS PTY LTD | FE | 100% SHAREHOLDER OF ROC CAPITAL PTY LIMITED | E | Control |
| ROC PARTNERS PTY LTD | FE | 100% SHAREHOLDER OF ROC CAPITAL PTY LIMITED | E | Control |
| ROC PARTNERS PTY LTD | FE | 100% SHAREHOLDER OF ROC CAPITAL PTY LIMITED | E | Control |
| ROC PARTNERS PTY LTD | FE | 100% SHAREHOLDER OF ROC CAPITAL PTY LIMITED | E | Control |
| ROC PARTNERS PTY LTD | FE | 100% SHAREHOLDER OF ROC CAPITAL PTY LIMITED | E | Control |
| ROC PARTNERS PTY LTD | FE | 100% SHAREHOLDER OF ROC CAPITAL PTY LIMITED | E | Control |
| ROC PARTNERS PTY LTD | FE | 100% SHAREHOLDER OF ROC CAPITAL PTY LIMITED | E | Control |
| ROC PARTNERS PTY LTD | FE | 100% SHAREHOLDER OF ROC CAPITAL PTY LIMITED | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PACIFIC CURRENT GROUP LIMITED | FE | TREASURY ROC PTY LIMITED | E | Control |
| PACIFIC CURRENT GROUP LIMITED | FE | TREASURY ROC PTY LIMITED | E | Control |
| PACIFIC CURRENT GROUP LIMITED | FE | TREASURY ROC PTY LIMITED | E | Control |
| PACIFIC CURRENT GROUP LIMITED | FE | TREASURY ROC PTY LIMITED | E | Control |
| PACIFIC CURRENT GROUP LIMITED | FE | TREASURY ROC PTY LIMITED | E | Control |
| PACIFIC CURRENT GROUP LIMITED | FE | TREASURY ROC PTY LIMITED | E | Control |
| TREASURY ROC PTY LIMITED | FE | ROC PARTNERS PTY LTD | C | Control |
| TREASURY ROC PTY LIMITED | FE | ROC PARTNERS PTY LTD | C | Control |
| TREASURY ROC PTY LIMITED | FE | ROC PARTNERS PTY LTD | C | Control |
| TREASURY ROC PTY LIMITED | FE | ROC PARTNERS PTY LTD | C | Control |
| TREASURY ROC PTY LIMITED | FE | ROC PARTNERS PTY LTD | C | Control |
| TREASURY ROC PTY LIMITED | FE | ROC PARTNERS PTY LTD | C | Control |
Registrations
Federal
ERA
Sep 26, 2025 REGISTERED
Address
LEVEL 411 YOUNG STREET
SYDNEY, NSW 2000
Australia
Phone: 61290991900