TUCKER JR., DOUGLAS, RAY
Legal name: TUCKER FINANCIAL GROUP
CRD #298292 SEC #801-118704 MONTGOMERY, AL 334-277-0500
SEC Registered
Total AUM
$271.6M
Discretionary
$267.7M
Employees
5
Clients
0
Accounts
4,430
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Alabama
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 14, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TUCKER, DOUGLAS, RAY | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, DOUGLAS, RAY | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, DOUGLAS, RAY | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, DOUGLAS, RAY | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, DOUGLAS, RAY | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, DOUGLAS, RAY | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, DOUGLAS, RAY | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, DOUGLAS, RAY | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, DOUGLAS, RAY | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, DOUGLAS, RAY | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, DOUGLAS, RAY | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
| TUCKER, DOUGLAS, RAY | I | OWNER / CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 14, 2025 REGISTERED
Notice Filings (7)
AL FL GA LA NC TN TX
Address
254 WINTON BLOUNT LOOPMONTGOMERY, AL 36117
United States
Phone: 334-277-0500