PM WEALTH MANAGEMENT, LLC
CRD #298324 SEC #801-114059 NEW YORK, NY 866-982-7790
SEC Registered
Total AUM
$666.3M
Discretionary
$666.3M
Employees
6
Clients
1
Accounts
1,209
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 7, 2022
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAGGERTY, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| HAGGERTY, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| HAGGERTY, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| HAGGERTY, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| HAGGERTY, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| HAGGERTY, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| HAGGERTY, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| HAGGERTY, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| HAGGERTY, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| HAGGERTY, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| HAGGERTY, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| HAGGERTY, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| HAGGERTY, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| HAGGERTY, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| HAGGERTY, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER | NA | |
| Hayes, Patrick, Daniel | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hayes, Patrick, Daniel | I | CHIEF COMPLIANCE OFFICER | NA | |
| Hayes, Patrick, Daniel | I | CHIEF COMPLIANCE OFFICER | NA | |
| SPECHT, MARC, ADAM | I | CHIEF EXECUTIVE OFFICER | NA | |
| SPECHT, MARC, ADAM | I | CHIEF EXECUTIVE OFFICER | NA | |
| SPECHT, MARC, ADAM | I | CHIEF EXECUTIVE OFFICER | NA | |
| SPECHT, MARC, ADAM | I | CHIEF EXECUTIVE OFFICER | NA | |
| SPECHT, MARC, ADAM | I | CHIEF EXECUTIVE OFFICER | NA | |
| SPECHT, MARC, ADAM | I | CHIEF EXECUTIVE OFFICER | NA | |
| SPECHT, MARC, ADAM | I | CHIEF EXECUTIVE OFFICER | NA | |
| SPECHT, MARC, ADAM | I | CHIEF EXECUTIVE OFFICER | NA | |
| SPECHT, MARC, ADAM | I | CHIEF EXECUTIVE OFFICER | NA | |
| SPECHT, MARC, ADAM | I | CHIEF EXECUTIVE OFFICER | NA | |
| SPECHT, MARC, ADAM | I | CHIEF EXECUTIVE OFFICER | NA | |
| SPECHT, MARC, ADAM | I | CHIEF EXECUTIVE OFFICER | NA | |
| SPECHT, MARC, ADAM | I | CHIEF EXECUTIVE OFFICER | NA | |
| SPECHT, MARC, ADAM | I | CHIEF EXECUTIVE OFFICER | NA | |
| SPECHT, MARC, ADAM | I | CHIEF EXECUTIVE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| SWENDIMAN, MATTHEW, ASHLEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| PRAGER METIS WEALTH MANAGEMENT GROUP LLC | DE | MEMBER | E | Control |
| PRAGER METIS WEALTH MANAGEMENT GROUP LLC | DE | MEMBER | E | Control |
| PRAGER METIS WEALTH MANAGEMENT GROUP LLC | DE | MEMBER | E | Control |
| PRAGER METIS WEALTH MANAGEMENT GROUP LLC | DE | MEMBER | E | Control |
| PRAGER METIS WEALTH MANAGEMENT GROUP LLC | DE | MEMBER | E | Control |
| PRAGER METIS WEALTH MANAGEMENT GROUP LLC | DE | MEMBER | E | Control |
| PRAGER METIS WEALTH MANAGEMENT GROUP LLC | DE | MEMBER | E | Control |
| PRAGER METIS WEALTH MANAGEMENT GROUP LLC | DE | MEMBER | E | Control |
| PRAGER METIS WEALTH MANAGEMENT GROUP LLC | DE | MEMBER | E | Control |
| PRAGER METIS WEALTH MANAGEMENT GROUP LLC | DE | MEMBER | E | Control |
| PRAGER METIS WEALTH MANAGEMENT GROUP LLC | DE | MEMBER | E | Control |
| PRAGER METIS WEALTH MANAGEMENT GROUP LLC | DE | MEMBER | E | Control |
| PRAGER METIS WEALTH MANAGEMENT GROUP LLC | DE | MEMBER | E | Control |
| PRAGER METIS WEALTH MANAGEMENT GROUP LLC | DE | MEMBER | E | Control |
| PRAGER METIS WEALTH MANAGEMENT GROUP LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FRIEDMAN, GLENN, LAWRENCE | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| FRIEDMAN, GLENN, LAWRENCE | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| FRIEDMAN, GLENN, LAWRENCE | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| FRIEDMAN, GLENN, LAWRENCE | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| FRIEDMAN, GLENN, LAWRENCE | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| FRIEDMAN, GLENN, LAWRENCE | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| FRIEDMAN, GLENN, LAWRENCE | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| FRIEDMAN, GLENN, LAWRENCE | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| FRIEDMAN, GLENN, LAWRENCE | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| FRIEDMAN, GLENN, LAWRENCE | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| FRIEDMAN, GLENN, LAWRENCE | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| FRIEDMAN, GLENN, LAWRENCE | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| FRIEDMAN, GLENN, LAWRENCE | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| FRIEDMAN, GLENN, LAWRENCE | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| FRIEDMAN, GLENN, LAWRENCE | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| Rust, Joseph | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| Rust, Joseph | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| Rust, Joseph | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| Rust, Joseph | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| Rust, Joseph | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| Rust, Joseph | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| Rust, Joseph | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| Rust, Joseph | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| Rust, Joseph | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| Rust, Joseph | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| Rust, Joseph | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| Rust, Joseph | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| Rust, Joseph | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| Rust, Joseph | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F | |
| Rust, Joseph | I | PRAGER METIS WEALTH MANAGEMENT GROUP LLC | F |
Registrations
Federal
IA
Jun 7, 2022 REGISTERED
Notice Filings (11)
CA CT FL LA MA MD NC NJ NY PA TX
Address
14 PENN PLAZA18TH FLOOR
NEW YORK, NY 10122
United States
Phone: 866-982-7790