CARTER FINANCIAL, LLC
CRD #298327 SEC #801-117265 LA JOLLA, CA 858-678-0579
SEC Registered
Total AUM
$251.9M
Discretionary
$251.9M
Employees
3
Clients
0
Accounts
536
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $251.9M | $251.9M | $0 | 3 | 0 |
| May 2024 | $223.2M | $222.3M | $932.6K | 3 | 0 |
| Mar 2024 | $223.2M | $222.3M | $932.6K | 3 | 0 |
| Mar 2024 | $223.2M | $222.3M | $932.6K | 3 | 0 |
| Mar 2023 | $190.5M | $189.6M | $958.7K | 3 | 0 |
| Mar 2022 | $239.1M | $237.9M | $1.2M | 3 | 0 |
| Mar 2021 | $212M | $210.8M | $1.2M | 3 | 0 |
| Sep 2020 | $203.8M | $203.8M | $0 | 4 | 0 |
| Aug 2020 | $203.8M | $203.8M | $0 | 4 | 0 |
| May 2020 | $203.8M | $203.8M | $0 | 4 | 0 |
| Feb 2020 | $203.8M | $203.8M | $0 | 4 | 0 |
| Nov 2019 | $189.2M | $189.2M | $0 | 2 | 0 |
| Sep 2019 | $0 | $0 | $0 | 2 | 0 |
| Aug 2019 | $0 | $0 | $0 | 2 | 0 |
| Jul 2019 | $0 | $0 | $0 | 2 | 0 |
DateMar 2025
Total AUM$251.9M
Discretionary$251.9M
Non-Disc.$0
Employees3
Clients0
DateMay 2024
Total AUM$223.2M
Discretionary$222.3M
Non-Disc.$932.6K
Employees3
Clients0
DateMar 2024
Total AUM$223.2M
Discretionary$222.3M
Non-Disc.$932.6K
Employees3
Clients0
DateMar 2024
Total AUM$223.2M
Discretionary$222.3M
Non-Disc.$932.6K
Employees3
Clients0
DateMar 2023
Total AUM$190.5M
Discretionary$189.6M
Non-Disc.$958.7K
Employees3
Clients0
DateMar 2022
Total AUM$239.1M
Discretionary$237.9M
Non-Disc.$1.2M
Employees3
Clients0
DateMar 2021
Total AUM$212M
Discretionary$210.8M
Non-Disc.$1.2M
Employees3
Clients0
DateSep 2020
Total AUM$203.8M
Discretionary$203.8M
Non-Disc.$0
Employees4
Clients0
DateAug 2020
Total AUM$203.8M
Discretionary$203.8M
Non-Disc.$0
Employees4
Clients0
DateMay 2020
Total AUM$203.8M
Discretionary$203.8M
Non-Disc.$0
Employees4
Clients0
DateFeb 2020
Total AUM$203.8M
Discretionary$203.8M
Non-Disc.$0
Employees4
Clients0
DateNov 2019
Total AUM$189.2M
Discretionary$189.2M
Non-Disc.$0
Employees2
Clients0
DateSep 2019
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees2
Clients0
DateAug 2019
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees2
Clients0
DateJul 2019
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees2
Clients0