CION INVESTMENT MANAGEMENT II, LLC
CRD #298441 SEC #801-114812 NEW YORK, NY 212-418-4700
SEC Registered
Total AUM
--
Discretionary
--
Employees
28
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 20, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Arestia, Charles | I | MANAGING DIRECTOR | NA | Control |
| Arestia, Charles | I | MANAGING DIRECTOR | NA | Control |
| BRESNER, GREGG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRESNER, GREGG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRESNER, GREGG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRESNER, GREGG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRESNER, GREGG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRESNER, GREGG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRESNER, GREGG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| BRESNER, GREGG, ALAN | I | CHIEF INVESTMENT OFFICER | NA | Control |
| FRANZ, KEITH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FRANZ, KEITH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FRANZ, KEITH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FRANZ, KEITH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FRANZ, KEITH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FRANZ, KEITH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FRANZ, KEITH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FRANZ, KEITH, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GATTO, MARK | I | CO-CEO, DIRECTOR | NA | Control |
| GATTO, MARK | I | CO-CEO, DIRECTOR | NA | Control |
| GATTO, MARK | I | CO-CEO, DIRECTOR | NA | Control |
| GATTO, MARK | I | CO-CEO, DIRECTOR | NA | Control |
| GATTO, MARK | I | CO-CEO, DIRECTOR | NA | Control |
| GATTO, MARK | I | CO-CEO, DIRECTOR | NA | Control |
| GATTO, MARK | I | CO-CEO, DIRECTOR | NA | Control |
| GATTO, MARK | I | CO-CEO, DIRECTOR | NA | Control |
| PINERO, ERIC, ANTHONY | I | CHIEF LEGAL OFFICER | NA | Control |
| PINERO, ERIC, ANTHONY | I | CHIEF LEGAL OFFICER | NA | Control |
| PINERO, ERIC, ANTHONY | I | CHIEF LEGAL OFFICER | NA | Control |
| PINERO, ERIC, ANTHONY | I | CHIEF LEGAL OFFICER | NA | Control |
| PINERO, ERIC, ANTHONY | I | CHIEF LEGAL OFFICER | NA | Control |
| REISNER, MICHAEL, ADAM | I | CO-CEO, DIRECTOR | NA | Control |
| REISNER, MICHAEL, ADAM | I | CO-CEO, DIRECTOR | NA | Control |
| REISNER, MICHAEL, ADAM | I | CO-CEO, DIRECTOR | NA | Control |
| REISNER, MICHAEL, ADAM | I | CO-CEO, DIRECTOR | NA | Control |
| REISNER, MICHAEL, ADAM | I | CO-CEO, DIRECTOR | NA | Control |
| REISNER, MICHAEL, ADAM | I | CO-CEO, DIRECTOR | NA | Control |
| REISNER, MICHAEL, ADAM | I | CO-CEO, DIRECTOR | NA | Control |
| REISNER, MICHAEL, ADAM | I | CO-CEO, DIRECTOR | NA | Control |
| ROMAN, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROMAN, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROMAN, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROMAN, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROMAN, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROMAN, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROMAN, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ROMAN, STEPHEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SCHILL, GREGORY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| SCHILL, GREGORY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| SCHILL, GREGORY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| SCHILL, GREGORY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| SCHILL, GREGORY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| SCHILL, GREGORY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| SCHILL, GREGORY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| SCHILL, GREGORY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| CION INVESTMENT GROUP, LLC | DE | MEMBER | E | Control |
| CION INVESTMENT GROUP, LLC | DE | MEMBER | E | Control |
| CION INVESTMENT GROUP, LLC | DE | MEMBER | E | Control |
| CION INVESTMENT GROUP, LLC | DE | MEMBER | E | Control |
| CION INVESTMENT GROUP, LLC | DE | MEMBER | E | Control |
| CION INVESTMENT GROUP, LLC | DE | MEMBER | E | Control |
| CION INVESTMENT GROUP, LLC | DE | MEMBER | E | Control |
| CION INVESTMENT GROUP, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GATTO, MARK | I | GATTO LIVING TRUST | E | Control |
| REISNER, MICHAEL, ADAM | I | MICHAEL REISNER REVOCABLE LIVING TRUST | E | Control |
| WARRENTON CAPITAL CORP. | DE | CION INVESTMENT GROUP, LLC | E | |
| WARRENTON CAPITAL CORP. | DE | CION INVESTMENT GROUP, LLC | D | |
| WARRENTON CAPITAL CORP. | DE | CION INVESTMENT GROUP, LLC | D | |
| WARRENTON CAPITAL CORP. | DE | CION INVESTMENT GROUP, LLC | D | |
| WARRENTON CAPITAL CORP. | DE | CION INVESTMENT GROUP, LLC | D | |
| WARRENTON CAPITAL CORP. | DE | CION INVESTMENT GROUP, LLC | D | |
| WARRENTON CAPITAL CORP. | DE | CION INVESTMENT GROUP, LLC | D | |
| GATTO LIVING TRUST | DE | WARRENTON CAPITAL CORP. | C | Control |
| GATTO, MARK | I | CION INVESTMENT GROUP, LLC | C | Control |
| GATTO, MARK | I | WARRENTON CAPITAL CORP. | C | Control |
| GATTO, MARK | I | WARRENTON CAPITAL CORP. | C | Control |
| GATTO, MARK | I | WARRENTON CAPITAL CORP. | C | Control |
| GATTO, MARK | I | WARRENTON CAPITAL CORP. | C | Control |
| GATTO, MARK | I | WARRENTON CAPITAL CORP. | C | Control |
| GATTO, MARK | I | WARRENTON CAPITAL CORP. | C | Control |
| MICHAEL REISNER REVOCABLE LIVING TRUST | DE | WARRENTON CAPITAL CORP. | C | Control |
| REISNER, MICHAEL, ADAM | I | CION INVESTMENT GROUP, LLC | C | Control |
| REISNER, MICHAEL, ADAM | I | WARRENTON CAPITAL CORP. | C | Control |
| REISNER, MICHAEL, ADAM | I | WARRENTON CAPITAL CORP. | C | Control |
| REISNER, MICHAEL, ADAM | I | WARRENTON CAPITAL CORP. | C | Control |
| REISNER, MICHAEL, ADAM | I | WARRENTON CAPITAL CORP. | C | Control |
| REISNER, MICHAEL, ADAM | I | WARRENTON CAPITAL CORP. | C | Control |
| REISNER, MICHAEL, ADAM | I | WARRENTON CAPITAL CORP. | C | Control |
Registrations
Federal
IA
Mar 20, 2025 REGISTERED
Address
100 PARK AVENUE25TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-418-4700