PROSPECT FLEXIBLE INCOME MANAGEMENT, LLC
CRD #298630 SEC #801-114046 WEST PALM BEACH, FL 561-285-4044
SEC Registered
Total AUM
$42.5M
Discretionary
$42.5M
Employees
96
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2021
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARRY, JOHN, FRANCIS | I | CHAIRMAN & CEO | NA | Control |
| BARRY, JOHN, FRANCIS | I | CHAIRMAN & CEO | NA | Control |
| BARRY, JOHN, FRANCIS | I | CHAIRMAN & CEO | NA | Control |
| BARRY, JOHN, FRANCIS | I | CHAIRMAN & CEO | NA | Control |
| BARRY, JOHN, FRANCIS | I | CHAIRMAN & CEO | NA | Control |
| ELIASEK, GRIER, M. | I | COO & PRESIDENT | NA | Control |
| ELIASEK, GRIER, M. | I | COO & PRESIDENT | NA | Control |
| ELIASEK, GRIER, M. | I | COO & PRESIDENT | NA | Control |
| ELIASEK, GRIER, M. | I | COO & PRESIDENT | NA | Control |
| ELIASEK, GRIER, M. | I | COO & PRESIDENT | NA | Control |
| VAN DASK, KRISTIN, LEA | I | CFO, CCO, SECRETARY & TREASURER | NA | Control |
| VAN DASK, KRISTIN, LEA | I | CFO, CCO, SECRETARY & TREASURER | NA | Control |
| VAN DASK, KRISTIN, LEA | I | CFO, CCO, SECRETARY & TREASURER | NA | Control |
| VAN DASK, KRISTIN, LEA | I | CFO, CCO, SECRETARY & TREASURER | NA | Control |
| VAN DASK, KRISTIN, LEA | I | CFO, CCO, SECRETARY & TREASURER | NA | Control |
| PROSPECT CAPITAL MANAGEMENT L.P. | DE | MEMBER | E | Control |
| PROSPECT CAPITAL MANAGEMENT L.P. | DE | MEMBER | E | Control |
| PROSPECT CAPITAL MANAGEMENT L.P. | DE | MEMBER | E | Control |
| PROSPECT CAPITAL MANAGEMENT L.P. | DE | MEMBER | E | Control |
| PROSPECT CAPITAL MANAGEMENT L.P. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BARRY, JOHN, FRANCIS | I | PROSPECT CAPITAL MANAGEMENT L.P. | E | Control |
| BARRY, JOHN, FRANCIS | I | PROSPECT CAPITAL MANAGEMENT L.P. | E | Control |
| BARRY, JOHN, FRANCIS | I | PROSPECT CAPITAL MANAGEMENT L.P. | E | Control |
| BARRY, JOHN, FRANCIS | I | PROSPECT CAPITAL MANAGEMENT L.P. | E | Control |
| BARRY, JOHN, FRANCIS | I | PROSPECT CAPITAL MANAGEMENT L.P. | E | Control |
Registrations
Federal
IA
Mar 29, 2021 REGISTERED
Address
700 S. ROSEMARY AVE.SUITE 204
WEST PALM BEACH, FL 33401
United States
Phone: 561-285-4044